Christine L. Pickering

PENNY LANE WEALTH MANAGEMENT

Tacoma, WA 98405

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CRD#: 7504276

Professional summary

Christine L Pickering is a registered financial advisor currently at PENNY LANE WEALTH MANAGEMENT, LLC located in Tacoma, Washington.

Christine is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Christine has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The Boeing Company; Seattle, WA; Procurement Agent since 9/2011; not investment related; 160 hrs/mo, 32 hrs/mo during trading

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christine L Pickering's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 4, 2022 - Present

PENNY LANE WEALTH MANAGEMENT, LLC

Office #1: 1804 W. Union Ave., Suite 202, Tacoma, WA 98405

RIA

CRD#: 318918

Tacoma, WA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(3/4/2022)

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Exams

State Security Law Exam

IAR

Series 65

Date: 12/14/2021

Uniform Investment Adviser Law Examination

Current Firm

PENNY LANE WEALTH MANAGEMENT, LLC

PENNY LANE WEALTH MANAGEMENT | PENNY LANE WEALTH MANAGEMENT, LLC

CRD#: 318918 / SEC#:

Washington

Registered Investment Advisory firm - (3/4/2022 Approved)

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Contact information

Main Address

1804 W. Union Ave., Suite 202, Tacoma, WA 98405

Mailing Address

Phone number

(253) 227-1951

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	21
AUM (Assets Under Management)	$ 8,978,680

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Christine L. Pickering

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christine L Pickering's CRS (Customer Relationship Summary).

Certified licenses

Experience

PENNY LANE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/14/2021

Current Firm

PENNY LANE WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PENNY LANE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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