Pamela M. Tate

POWER WEALTH MANAGEMENT

ALPHARETTA, GA 30009

Some features on this profile are disabled

CRD#: 7504099

Professional summary

Pamela M Tate, who also goes by Pamela Marie Monteaux, is a registered financial advisor currently at POWER WEALTH MANAGEMENT located in Alpharetta, Georgia.

Pamela is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Pamela has worked at 2 firms and has passed the Series 65, Series 57TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Pamela Marie Monteaux

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Pamela M Tate's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 2, 2024 - Present

POWER WEALTH MANAGEMENT

Office #1: 2400 Lakeview Pkwy Suite 675, Alpharetta, GA 30009

RIA

CRD#: 315101

ALPHARETTA, GA

Past

June 7, 2022 - December 22, 2023

T3 TRADING GROUP, LLC

CRD#: 154431

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

POWER WEALTH MANAGEMENT

POWER WEALTH MANAGEMENT | POWER WEALTH MANAGEMENT LLC

CRD#: 315101 / SEC#: 801-127940

RIA

Registered Investment Advisory firm - (5/8/2023 Approved)

Georgia

Registered Investment Advisory firm - (5/30/2023 Terminated)

Texas

Registered Investment Advisory firm - (3/29/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(2/2/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/9/2024

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 57TO

Date: 6/7/2022

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 3/23/2022

Securities Industry Essentials Examination

Current Firm

POWER WEALTH MANAGEMENT

POWER WEALTH MANAGEMENT | POWER WEALTH MANAGEMENT LLC

CRD#: 315101 / SEC#: 801-127940

RIA

Registered Investment Advisory firm - (5/8/2023 Approved)

Georgia

Registered Investment Advisory firm - (5/30/2023 Terminated)

Texas

Registered Investment Advisory firm - (3/29/2024 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

2400 Lakeview Pkwy Suite 675, Alpharetta, GA 30009

Mailing Address

Phone number

(404) 889-8919

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

POWER WEALTH MANAGEMENT - FIRM BROCHURE - PART 2A (3/10/2025)

Regulatory assets under management

Total Number of Accounts	635
AUM (Assets Under Management)	$ 381,356,108

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Robert Busby

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Atlanta, GA

Alexander Paslay

KESTRA ADVISORY SERVICES, LLC

IAR

Woodstock, GA

Tyrane Perry

J.P. MORGAN SECURITIES LLC

IAR

Atlanta, GA

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Pamela M. Tate

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Pamela M Tate's CRS (Customer Relationship Summary).

Certified licenses

Experience

POWER WEALTH MANAGEMENT

T3 TRADING GROUP, LLC

Primary Firm SEC Registration

POWER WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 1/9/2024

Series 57TO

Date: 6/7/2022

SIE

Date: 3/23/2022

Current Firm

POWER WEALTH MANAGEMENT

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

POWER WEALTH MANAGEMENT

TRUST BUT VERIFY

Similar Advisors