CE
Cole A. Ellefson
RIVERBRIDGE
Minneapolis, MN 55402
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CRD#: 7504063
CE
Professional summary
Cole Allen Ellefson is a registered financial advisor currently at RIVERBRIDGE located in Minneapolis, Minnesota.
Cole is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Cole has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Cole Allen Ellefson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 15, 2022 - Present
RIVERBRIDGE
Office #1: 80 South Eighth Street Suite 1500, Minneapolis, MN 55402RIA
CRD#: 108074
Minneapolis, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RIVERBRIDGE
RIVERBRIDGE | RIVERBRIDGE PERSONAL WEALTH ADVISORS | RIVERBRIDGE PARTNERS LLC | RIVERBRIDGE PARTNERS
CRD#: 108074 / SEC#: 801-57432
RIA
Registered Investment Advisory firm - (4/10/2000 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Minnesota(2/15/2022)
Exams
Current Firm
RIVERBRIDGE
RIVERBRIDGE | RIVERBRIDGE PERSONAL WEALTH ADVISORS | RIVERBRIDGE PARTNERS LLC | RIVERBRIDGE PARTNERS
CRD#: 108074 / SEC#: 801-57432
RIA
Registered Investment Advisory firm - (4/10/2000 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
80 South Eighth Street Suite 1500, Minneapolis, MN 55402
Mailing Address
Phone number
(612) 904-6200
Established
Firm type
Fiscal year end
# of Employees
46
SEC notice filing (50 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,421 |
| AUM (Assets Under Management) | $ 6,877,591,654 |
Red Flags
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