Jonathan R. Cuthbert

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CRD#: 7503978

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jonathan Robert Cuthbert was a registered financial professional .

Jonathan is a previously registered financial professional and started their career in finance in 2022. Jonathan had worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

November 8, 2022 - May 15, 2023

103 ADVISORY GROUP

RIA

CRD#: 314694

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

103 ADVISORY GROUP

103 ADVISORY GROUP | 103 ADVISORY GROUP LLC

CRD#: 314694 / SEC#: 801-123666

RIA

Registered Investment Advisory firm - (4/8/2022 Approved)

Illinois

Registered Investment Advisory firm - (4/13/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/31/2022

Uniform Investment Adviser Law Examination

Current Firm

103 ADVISORY GROUP

103 ADVISORY GROUP | 103 ADVISORY GROUP LLC

CRD#: 314694 / SEC#: 801-123666

RIA

Registered Investment Advisory firm - (4/8/2022 Approved)

Illinois

Registered Investment Advisory firm - (4/13/2022 Terminated)

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Contact information

Main Address

231 S. Lasalle Street 21st Floor, Chicago, IL 60604

Mailing Address

Phone number

(312) 543-8759

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

103 ADVISORY GROUP ADV PART 2A AND 2B (2/14/2025)

Regulatory assets under management

Total Number of Accounts	74
AUM (Assets Under Management)	$ 224,762,592

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jonathan R. Cuthbert

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

103 ADVISORY GROUP

Primary Firm SEC Registration

103 ADVISORY GROUP

State Registrations and Notice Filings

Exams

Series 65

Date: 10/31/2022

Current Firm

103 ADVISORY GROUP

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

103 ADVISORY GROUP

TRUST BUT VERIFY

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