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RM

Rodrigo Marin

PMA SECURITIES
Denver, CO 80202
Some features on this profile are disabled
CRD#: 7503634
RM
Rodrigo Marin JrPMA SECURITIES

Professional summary

Rodrigo Marin Jr, who also goes by Rodrigo Marin, is a registered financial professional currently at PMA SECURITIES, LLC located in Denver, Colorado.

Rodrigo is registered as a RR (Registered Representative) and started their career in finance in 2022. Rodrigo has worked at 2 firms and has passed the Series 63, Series 6TO and SIE exams.

Aliases

Rodrigo Marin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Rodrigo Marin Jr's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 11, 2026 - Present

PMA SECURITIES, LLC

Office #1: 717 17th Street Suite 1850, Denver, CO 80202
BD
CRD#: 30397
Denver, CO
Past

May 13, 2022 - March 6, 2026

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

BD
CRD#: 20472
DENVER, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Colorado
(8/11/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 5/20/2022
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 6TO
Date: 5/13/2022
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
SIE
Date: 4/27/2022
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

PS
PMA SECURITIES, LLC
ENGLISH CONCEPTS, INC. | PMA SECURITIES, LLC | PMA SECURITIES, INC.

CRD#: 30397 / SEC#: , 8-44905

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
2135 Citygate Lane 7th Floor, Naperville, IL 60563
Mailing Address
2135 Citygate Lane 7th Floor, Naperville, IL 60563
Phone number
(630) 657-6400
Established
Illinois since 03/26/2019
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (23 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
PMA ACQUISITION, LLCMEMBER
KUBITZ, GREGORY ALLEN JRCHIEF EXECUTIVE OFFICER5086051
MARTENS, JONATHAN RAYFINANCIAL AND OPERATIONS PRINCIPAL4593466
RAGUS, LORI ANNGENERAL COUNSEL/CHIEF COMPLIANCE OFFICER/SECRETARY5754738

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PMA SECURITIES, LLC

CRD#: 30397Denver, CO 80202

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