CK
Colby L. Kaluzniak
ACUMEN WEALTH ADVISORS
Chattanooga, TN 37405
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CRD#: 7503119
CK
Professional summary
Colby Lance Kaluzniak is a registered financial advisor currently at ACUMEN WEALTH ADVISORS, LLC located in Chattanooga, Tennessee.
Colby is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Colby has worked at 4 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 05/2021; APX NUMBER OF HOURS PER WEEK: 6; APX NUMBER OF HOURS DURING TRADING HOURS: 6; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 2. NAME OF OTHER BUSINESS: GEORGE WEALTH MANAGEMENT; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 07/2023; POSITION/TITLE/RELATIONSHIP: SUPPORT STAFF; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: SUPPORT FINANCIAL ADVISOR IN PHONE CALLS, BACK-OFFICE ADMIN, AD HOC DUTIES;
CRS (Client Relationship Summary) - RIA
Click below to view Colby Lance Kaluzniak's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 29, 2024 - Present
ACUMEN WEALTH ADVISORS, LLC
Office #1: 250 Forest Avenue, Chattanooga, TN 37405RIA
CRD#: 282565
Chattanooga, TN
Past
February 13, 2024 - May 20, 2024
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
CHATTANOOGA, TN
Past
January 2, 2024 - May 20, 2024
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
CHATTANOOGA, TN
Past
February 17, 2022 - April 27, 2022
FOUNDATIONS INVESTMENT ADVISORS LLC
RIA
CRD#: 175083
Chattanooga, TN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
ACUMEN WEALTH ADVISORS, LLC
ACUMEN WEALTH ADVISORS, LLC
CRD#: 282565 / SEC#: 801-107192
RIA
Registered Investment Advisory firm - (2/5/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Tennessee(5/29/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
AW
ACUMEN WEALTH ADVISORS, LLC
ACUMEN WEALTH ADVISORS, LLC
CRD#: 282565 / SEC#: 801-107192
RIA
Registered Investment Advisory firm - (2/5/2016 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
250 Forest Avenue, Chattanooga, TN 37405
Mailing Address
Phone number
(423) 825-4796
Established
Firm type
Fiscal year end
# of Employees
17
SEC notice filing (8 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 271 |
| AUM (Assets Under Management) | $ 593,715,110 |
Red Flags
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Company Information
ACUMEN WEALTH ADVISORS, LLC
CRD#: 282565Chattanooga, TN 37405TRUST BUT VERIFY
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