TB
Teresa J. Bawden
AIS PLANNING
St. Cloud, MN 56301
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CRD#: 7502971
TB
Professional summary
Teresa Jean Bawden, who also goes by Teresa Jean Schneider, is a registered financial advisor currently at AIS PLANNING located in St. Cloud, Minnesota.
Teresa is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Teresa has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Teresa Jean Schneider
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Teresa Jean Bawden's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 1, 2022 - Present
AIS PLANNING
Office #1: 622 Roosevelt Road Suite 160, St. Cloud, MN 56301RIA
CRD#: 148821
St. Cloud, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AP
AIS PLANNING
ACCREDITED INVESTOR SERVICES, LLC | WINONA BANK HOLDING COMPANY FINANCIAL SERVICES, LLC | AIS PLANNING
CRD#: 148821 / SEC#: 801-132984
RIA
Registered Investment Advisory firm - (6/13/2025 Approved)Arizona
Registered Investment Advisory firm - (6/16/2025 Terminated)Florida
Registered Investment Advisory firm - (6/16/2025 Terminated)Minnesota
Registered Investment Advisory firm - (6/16/2025 Terminated)Texas
Registered Investment Advisory firm - (6/16/2025 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Minnesota(3/1/2022)
Current Firm
AP
AIS PLANNING
ACCREDITED INVESTOR SERVICES, LLC | WINONA BANK HOLDING COMPANY FINANCIAL SERVICES, LLC | AIS PLANNING
CRD#: 148821 / SEC#: 801-132984
RIA
Registered Investment Advisory firm - (6/13/2025 Approved)Arizona
Registered Investment Advisory firm - (6/16/2025 Terminated)Florida
Registered Investment Advisory firm - (6/16/2025 Terminated)Minnesota
Registered Investment Advisory firm - (6/16/2025 Terminated)Texas
Registered Investment Advisory firm - (6/16/2025 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
622 Roosevelt Road Suite 160, St. Cloud, MN 56301
Mailing Address
Phone number
(320) 252-6552
Established
Firm type
Fiscal year end
# of Employees
12
SEC notice filing (4 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,425 |
| AUM (Assets Under Management) | $ 485,133,788 |
Red Flags
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Company Information
AIS PLANNING
CRD#: 148821St. Cloud, MN 56301TRUST BUT VERIFY
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