Liyaquat A. Khan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Liyaquat Ali Khan, who also goes by Lak Khan, Liyaqat Ali Khan, Liyaquat Khan, was a registered financial professional .
Liyaquat is a previously registered financial professional and started their career in finance in 2022. Liyaquat had worked at 1 firm and has passed the SIE, Series 7TO and Series 57TO exams.
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Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 12, 2022 - April 18, 2024
ELEQUIN SECURITIES LLC
State Registrations and Notice Filings
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Exams
Series 7TO
Date: 3/8/2022
General Securities Representative ExaminationSeries 57TO
Date: 2/14/2022
Securities Trader ExamCurrent Firm
ELEQUIN SECURITIES LLC
CRD#: 311650 / SEC#: , 8-70654
Contact information
Documents
Red Flags
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