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DL

Dennis Lam

HAMLIN CAPITAL MANAGEMENT
New York, NY 10019
Some features on this profile are disabled
CRD#: 7502772
DL

Professional summary

Dennis Lam is a registered financial advisor currently at HAMLIN CAPITAL MANAGEMENT, LLC located in New York, New York.

Dennis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Dennis has worked at 1 firm and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dennis Lam's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 26, 2022 - Present

HAMLIN CAPITAL MANAGEMENT, LLC

Office #1: 640 Fifth Avenue 11th Floor, New York, NY, 10019
RIA
CRD#: 119278
New York, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HC
HAMLIN CAPITAL MANAGEMENT, LLC
HAMLIN CAPITAL MANAGEMENT, LLC

CRD#: 119278 / SEC#: 801-60945

RIA
Registered Investment Advisory firm - (2/22/2002 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New York
(9/26/2022)

Exams

State Security Law Exam
IAR
Series 65
Date: 9/26/2022
Uniform Investment Adviser Law Examination

Current Firm

HC
HAMLIN CAPITAL MANAGEMENT, LLC
HAMLIN CAPITAL MANAGEMENT, LLC

CRD#: 119278 / SEC#: 801-60945

RIA
Registered Investment Advisory firm - (2/22/2002 Approved)
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Contact information

Main Address
640 Fifth Avenue 11th Floor, New York, NY, 10019
Mailing Address
Phone number
(212) 752-8777
Established
Firm type
Fiscal year end
# of Employees
22

SEC notice filing (34 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

HAMLIN CAPITAL MANAGEMENT FORM ADV PART 2A - MARCH 2025 (3/24/2025)

Regulatory assets under management

Total Number of Accounts1,911
AUM (Assets Under Management)$ 8,333,449,010

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HAMLIN CAPITAL MANAGEMENT, LLC

CRD#: 119278New York, NY 10019

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