CM
Charles Maina
INVEST BANTU,
Princeton, NJ 08540
Some features on this profile are disabled
CRD#: 7502708
CM
Professional summary
Charles Maina is a registered financial advisor currently at INVEST BANTU, INC located in Princeton, New Jersey.
Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Charles has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Charles Maina's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 10, 2023 - Present
INVEST BANTU, INC
Office #1: 116 Village Boulevard, Suite 200, Princeton, NJ 08540RIA
CRD#: 318608
Princeton, NJ
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New Jersey(7/10/2023)
Exams
Current Firm
IB
INVEST BANTU, INC
INVEST BANTU, INC
CRD#: 318608 / SEC#:
New Jersey
Registered Investment Advisory firm - (7/10/2023 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
116 Village Boulevard Suite 200, Princeton, NJ 08540-5700
Mailing Address
116 Village Boulevard Suite 200, Princeton, NJ 08540-5700
Phone number
(888) 499-6903
Established
Firm type
Fiscal year end
# of Employees
1
0
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
INVEST BANTU, INC
CRD#: 318608Princeton, NJ 08540TRUST BUT VERIFY
Monitor Charles Maina
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
