DB
Dante G. Blanco
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CRD#: 7502680
DB
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dante Giuseppe Blanco was a registered financial professional .
Dante is a previously registered financial professional and started their career in finance in 2022. Dante had worked at 1 firm and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
the name of the other business: FBDD Holdings LLC whether the business is investment-related: Yes the address of the other business: 3300 S Dixie hwy ste 1, #291 West Palm Beach, FL 33405 the nature of the other business: Private asset management ex: catering company your position; Officer title, or relationship with the other business; Family business the start date of your relationship; 2016-08-25 the approximate number of hours/month you devote to the other business; 4hrs a month the number of hours you devote to the other business during securities trading hours; 0hrs and briefly describe your duties relating to the other business; I am an officer in the company. I help with any administration operations, book keeping, and the assets with-in the holding company such as real estate and management companies 2) NAME OF OTHER BUSINESS: Eatin Good Restaurant Group I, LTD/ INVESTMENT RELATED?: NA / ADDRESS: 205 Southern Blvd, West Palm Beach Florida / NATURE OF THE BUSINESS: Restaurant / POSITION: / DUTIES: The primary duties I preform are remote/virtual office work, create and pay invoices, organize records, type out menu/wine lists/ START DATE: 1/1/22 / HOURS DEVOTED TO BUSINESS: _NA 3) NAME OF OTHER BUSINESS: Fra&Fab Management LLC / INVESTMENT RELATED?: NA / ADDRESS: 3300 South Dixie Hwy Suite 1 #287, West Palm Beach, Florida / NATURE OF THE BUSINESS: Restaurant Management Company: Provides service to private restaurant/catering companies / POSITION: / DUTIES: The primary duties I preform are remote/virtual office work, create and pay invoices, organize records type out menu/wine list, and anything related to restaurant catering management service/ START DATE: 7/1/2021 / HOURS DEVOTED TO BUSINESS: NA 4) NAME OF OTHER BUSINESS: Fra & Fa Management Corp / INVESTMENT RELATED?: NA / ADDRESS: 3300 South Dixie Hwy Suite 1 #291, West Palm Beach, Florida / NATURE OF THE BUSINESS: Restaurant Management Company: Provide management service to private restaurant business / POSITION: / DUTIES: The primary duties I preform are remote/virtual office work, create and pay invoices, organize records, type out menu/wine list, and anything related to restaurant catering management service/ START DATE: 9/1/2020 / HOURS DEVOTED TO BUSINESS: NA 5)NAME OF OTHER BUSINESS: DBG Travel Consulting LLC / INVESTMENT RELATED?:N/ ADDRESS: 3300 South Dixie HWY Suite 1 #287, West Palm Beach / NATURE OF THE BUSINESS: Hotels, Breweries, Pubs & Restaurants/ POSITION: Owner / DUTIES: Restaurant/Catering Management Service / START DATE:7/18/2016 / HOURS DEVOTED TO BUSINESS: NA
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
July 27, 2022 - May 3, 2023
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
CHARLOTTE, NC
Past
July 14, 2022 - May 3, 2023
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
CHARLOTTE, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
UBS FINANCIAL SERVICES INC.
PAINE, WEBBER, JACKSON & CURTIS INC. | WEALTH MANAGEMENT USA | UBS PAINEWEBBER INC. | UBS FINANCIAL SERVICES INC. | PAINEWEBBER INCORPORATED | PAINEWEBBER INC.
CRD#: 8174 / SEC#: 801-7163, 8-16267
RIA
Registered Investment Advisory firm - SEC (1/22/1971 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 7/13/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
UBS FINANCIAL SERVICES INC.
PAINE, WEBBER, JACKSON & CURTIS INC. | WEALTH MANAGEMENT USA | UBS PAINEWEBBER INC. | UBS FINANCIAL SERVICES INC. | PAINEWEBBER INCORPORATED | PAINEWEBBER INC.
CRD#: 8174 / SEC#: 801-7163, 8-16267
RIA
Registered Investment Advisory firm - SEC (1/22/1971 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information
Main Address
1200 Harbor Boulevard, Weehawken, NJ 07086
Mailing Address
315 Deaderick Street 3rd Fl, Compliance Department, Nashville, TN 37238
Phone number
(201) 352-3000
Established
Delaware since 06/30/1969
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
12,629
SEC notice filing (50 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| UBS AMERICAS INC. | OWNER | |
| CAMACHO, MICHAEL ALAN | PRESIDENT | 2907298 |
| FRANCOMANO, LISA M. | CHIEF COMPLIANCE OFFICER FOR THE ADVISORY BUSINESS | 2263875 |
| MATTONE, RALPH | PRINCIPAL FINANCIAL OFFICER | 1840894 |
| MOZER, PETER | MANAGING DIRECTOR | 2523858 |
| MUNFA, LAUREN | CHIEF COMPLIANCE OFFICER | 4431011 |
| SAKAI, KIYE | GENERAL COUNSEL | 7451987 |
| SOMMA, JOSEPH | PRINCIPAL OPERATIONS OFFICER | 2219496 |
Regulatory assets under management
| Total Number of Accounts | 1,134,923 |
| AUM (Assets Under Management) | $ 808,822,670,899 |
Disclosures
| Regulatory Event | 475 |
| Civil Event | 5 |
| Arbitration | 443 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 06/26/2025 | ||
| 05/15/2024 | ||
| 12/19/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
