Thomas G. Petrocelli

FOUNTAINHEAD AM

Warren, NJ 07059

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CRD#: 7502449

Professional summary

Thomas G Petrocelli is a registered financial advisor currently at FOUNTAINHEAD AM, LLC located in Warren, New Jersey.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Thomas has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas G Petrocelli's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 11, 2023 - Present

FOUNTAINHEAD AM, LLC

Office #1: 10 Independence Blvd, Warren, NJ 07059

RIA

CRD#: 289000

Warren, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FOUNTAINHEAD AM, LLC

CRD#: 289000 / SEC#: 801-110874

RIA

Registered Investment Advisory firm - (7/21/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(1/11/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/30/2022

Uniform Investment Adviser Law Examination

Current Firm

FOUNTAINHEAD AM, LLC

CRD#: 289000 / SEC#: 801-110874

RIA

Registered Investment Advisory firm - (7/21/2017 Approved)

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Contact information

Main Address

10 Independence Blvd, Warren, NJ 07059

Mailing Address

Phone number

(732) 346-1900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

FOUNTAINHEAD AM ADV PART 2A MARCH 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	3,471
AUM (Assets Under Management)	$ 964,522,357

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Thomas G. Petrocelli

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas G Petrocelli's CRS (Customer Relationship Summary).

Certified licenses

Experience

FOUNTAINHEAD AM, LLC

Primary Firm SEC Registration

FOUNTAINHEAD AM, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/30/2022

Current Firm

FOUNTAINHEAD AM, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FOUNTAINHEAD AM, LLC

TRUST BUT VERIFY

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