AC
Adelio M. Campos
TD PRIVATE CLIENT WEALTH LLC
Morristown, NJ 07960
Some features on this profile are disabled
CRD#: 7502147
AC
Professional summary
Adelio M Campos, who also goes by Adelio M Campos, is a registered financial advisor currently at TD PRIVATE CLIENT WEALTH LLC located in Morristown, New Jersey.
Adelio is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Adelio has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Adelio M Campos
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
RENTAL PROPERTY - 21 E. TEXAS AVE., LONG BEACH TOWNSHIP, NJ POSITION: Co-owner NATURE: Real Estate Development Rental and Leasing INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2019 ADDRESS: 21 E Texas Ave, Long Beach Township NJ 08008, United States DESCRIPTION: manage rental home advertising, bookings, changeover cleanings and repairs RENTAL PROPERTY - 6 E. 27TH STREET, LONG BEACH TOWNSHIP, NJ POSITION: Co-owner NATURE: Real Estate Development Rental and Leasing INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2013 ADDRESS: 6 E. 27th Street, Long Beach Township NJ 08008, United States DESCRIPTION: Manage rental home advertising, bookings, changeover cleanings and repairs
CRS (Client Relationship Summary) - RIA
Click below to view Adelio M Campos's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Adelio M Campos's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 9, 2023 - Present
TD PRIVATE CLIENT WEALTH LLC
Office #1: 217 South Street, Morristown, NJ 07960RIA
BD
CRD#: 164484
Morristown, NJ
Current
March 9, 2023 - Present
TD PRIVATE CLIENT WEALTH LLC
Office #1: 336 Route 70 East 2nd Floor, Marlton, NJ 08053RIA
BD
CRD#: 164484
Marlton, NJ
Past
September 13, 2022 - March 8, 2023
PRUCO SECURITIES, LLC.
RIA
CRD#: 5685
Basking Ridge, NJ
Past
September 12, 2022 - March 8, 2023
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
Basking Ridge, NJ
Past
June 1, 2022 - June 14, 2022
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
Basking Ridge, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TP
TD PRIVATE CLIENT WEALTH LLC
TD PRIVATE CLIENT WEALTH LLC
CRD#: 164484 / SEC#: 801-77771, 8-69105
RIA
Registered Investment Advisory firm - SEC (4/11/2013 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(5/2/2025)
IAR
Florida(5/5/2025)
RR
New Jersey(3/9/2023)
IAR
New Jersey(3/9/2023)
RR
New York(4/11/2023)
IAR
New York(4/11/2023)
RR
Pennsylvania(4/11/2023)
IAR
Pennsylvania(4/11/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 6/1/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TP
TD PRIVATE CLIENT WEALTH LLC
TD PRIVATE CLIENT WEALTH LLC
CRD#: 164484 / SEC#: 801-77771, 8-69105
RIA
Registered Investment Advisory firm - SEC (4/11/2013 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
1 Vanderbilt Avenue 23rd Floor 23rd Floor, New York, NY, 10017
Mailing Address
1 Vanderbilt Avenue 23rd Floor, New York, NY, 10017
Phone number
(877) 703-9896
Established
Delaware since 07/13/2012
Firm type
Limited Liability Company
Fiscal year end
October
Firm Size
Large
# of Employees
662
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 17,824 |
| AUM (Assets Under Management) | $ 6,450,375,507 |
Disclosures
| Regulatory Event | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 05/30/2025 | ||
| 09/27/2024 | ||
| 06/27/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
