JG
James T. Griffin
GRIFFIN FINANCIAL SERVICES
Manassas, VA
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CRD#: 7502144
JG
Professional summary
James Thomas Griffin is a registered financial advisor currently at GRIFFIN FINANCIAL SERVICES located in Manassas, Virginia.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. James has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Part owner of Air Treatment Company, a full service HVAC company located at 518 Mill St, NE, Vienna, VA. This business is not investment-related. While I own 1/3 of the business, I do not have a day-to-day role, and do not receive any salary, only owner distributions. This business was purchased January, 2020. I dedicate 3-5 hours per month to this business in the nature of owner meetings and monthly business consultation online meetings. Render Until Caesar Tax Preparation; Manassas, VA; 01/2011; Non-investment related; Owner/Tax Preparer; 100-150 Hrs/Month devoted to activity during tax season and 0 Hrs. devoted after tax season.
CRS (Client Relationship Summary) - RIA
Click below to view James Thomas Griffin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 23, 2022 - Present
GRIFFIN FINANCIAL SERVICES
RIA
CRD#: 318954
Manassas, VA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Virginia(5/23/2022)
Current Firm
GF
GRIFFIN FINANCIAL SERVICES
GRIFFIN FINANCIAL SERVICES | JAMES GRIFFIN SOLE PROPRIETOR
CRD#: 318954 / SEC#:
Virginia
Registered Investment Advisory firm - (5/23/2022 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Manassas, VA
Mailing Address
Phone number
(703) 371-5110
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 48 |
| AUM (Assets Under Management) | $ 12,126,017 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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