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TT

Thomas Trost

PARALEL DISTRIBUTORS
Denver, CO 80290
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CRD#: 7502093
TT

Professional summary


Thomas Trost is a registered financial professional currently at PARALEL DISTRIBUTORS located in Denver, Colorado.

Thomas is registered as a RR (Registered Representative) and started their career in finance in 2022. Thomas has worked at 3 firms and has passed the Series 63, Series 7TO and SIE exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Thomas Trost's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

August 7, 2025 - Present

PARALEL DISTRIBUTORS

Office #1: 1700 Broadway Suite 1850, Denver, CO 80290
BD
CRD#: 316115
Denver, CO
Past

April 23, 2025 - July 24, 2025

LPL FINANCIAL LLC

BD
CRD#: 6413
CHESTERFIELD, MO
Past

August 12, 2022 - May 4, 2023

TD AMERITRADE, INC.

BD
CRD#: 7870
ST. LOUIS, MO

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(8/7/2025)
RR
Alaska
(8/7/2025)
RR
Arizona
(8/7/2025)
RR
Arkansas
(8/7/2025)
RR
California
(8/7/2025)
RR
Colorado
(8/7/2025)
RR
Connecticut
(8/7/2025)
RR
Delaware
(8/7/2025)
RR
District of Columbia
(8/7/2025)
RR
Florida
(8/7/2025)
RR
Georgia
(8/7/2025)
RR
Hawaii
(8/7/2025)
RR
Idaho
(8/7/2025)
RR
Illinois
(8/7/2025)
RR
Indiana
(8/7/2025)
RR
Iowa
(8/7/2025)
RR
Kansas
(8/7/2025)
RR
Kentucky
(8/7/2025)
RR
Louisiana
(8/7/2025)
RR
Maine
(8/7/2025)
RR
Maryland
(8/7/2025)
RR
Massachusetts
(8/7/2025)
RR
Michigan
(8/7/2025)
RR
Minnesota
(8/7/2025)
RR
Mississippi
(8/7/2025)
RR
Missouri
(8/7/2025)
RR
Montana
(8/7/2025)
RR
Nebraska
(8/7/2025)
RR
Nevada
(8/7/2025)
RR
New Hampshire
(8/7/2025)
RR
New Jersey
(8/7/2025)
RR
New Mexico
(8/7/2025)
RR
New York
(8/7/2025)
RR
North Carolina
(8/7/2025)
RR
North Dakota
(8/7/2025)
RR
Ohio
(8/7/2025)
RR
Oklahoma
(8/7/2025)
RR
Oregon
(8/7/2025)
RR
Pennsylvania
(8/7/2025)
RR
Puerto Rico
(8/7/2025)
RR
Rhode Island
(8/7/2025)
RR
South Carolina
(8/7/2025)
RR
South Dakota
(8/7/2025)
RR
Tennessee
(8/7/2025)
RR
Texas
(8/7/2025)
RR
Utah
(8/7/2025)
RR
Vermont
(8/7/2025)
RR
Virgin Islands
(8/7/2025)
RR
Virginia
(8/7/2025)
RR
Washington
(8/7/2025)
RR
West Virginia
(8/7/2025)
RR
Wisconsin
(8/7/2025)
RR
Wyoming
(8/7/2025)

Exams


State Security Law Exam
RR
Series 63
Date: 4/19/2023
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 8/12/2022
General Securities Representative Examination
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


PD
PARALEL DISTRIBUTORS
PARALEL DISTRIBUTORS | PARALEL DISTRIBUTORS LLC

CRD#: 316115 / SEC#: , 8-70771

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information


Main Address
1700 Broadway Suite 1850, Denver, CO 80290
Mailing Address
1700 Broadway Suite 1850, Denver, CO 80290
Phone number
(303) 378-0364
Established
Delaware since 06/21/2021
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
PARALEL TECHNOLOGIES, LLCDIRECT OWNER
MAY, JEREMY OPPEGARDCEO/FOUNDER2744563
SWENSON, BRADLEY JOHNPRESIDENT/CCO/FINOP2666663

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


PARALEL DISTRIBUTORS

CRD#: 316115Denver, CO 80290

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