Travis Johnson

FOREST CAPITAL MANAGEMENT

Chicago, IL 60654

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CRD#: 7502090

Professional summary

Travis Johnson is a registered financial advisor currently at FOREST CAPITAL MANAGEMENT, LLC located in Chicago, Illinois.

Travis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Travis has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Consultant to "NTG Capital". NTG Capital is a private family office, they are investment related to the extent of family investments. I have worked approximately 1-2 hours a week as a consultant, primarily as an assistant to the Chief Financial Officer. I work primarily as a efficiency-consultant to their accounting processes. I was first engaged to consult on NTG Capital in 2019.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Travis Johnson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 17, 2022 - Present

FOREST CAPITAL MANAGEMENT, LLC

Office #1: 448 N. Lasalle 9th Floor, Chicago, IL 60654

RIA

CRD#: 171659

Chicago, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FOREST CAPITAL MANAGEMENT, LLC

CRD#: 171659 / SEC#: 801-79809

RIA

Registered Investment Advisory firm - (5/27/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(7/17/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/8/2022

Uniform Investment Adviser Law Examination

Current Firm

FOREST CAPITAL MANAGEMENT, LLC

CRD#: 171659 / SEC#: 801-79809

RIA

Registered Investment Advisory firm - (5/27/2014 Approved)

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Contact information

Main Address

1048 Goodlette Frank Rd. Suite 202, Naples, FL 34102

Mailing Address

448 N Lasalle Drive 9th Floor, Chicago, IL 60654

Phone number

(312) 809-6010

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

ADV PART 2B - 12.31.2024 (2/7/2025)

ADV PART 2A - 12.31.2024 (2/7/2025)

Regulatory assets under management

Total Number of Accounts	109
AUM (Assets Under Management)	$ 2,922,112,475

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Travis Johnson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Travis Johnson's CRS (Customer Relationship Summary).

Certified licenses

Experience

FOREST CAPITAL MANAGEMENT, LLC

Primary Firm SEC Registration

FOREST CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/8/2022

Current Firm

FOREST CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FOREST CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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