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JC

Jose A. Cruz

CAPITAL WEALTH PLANNING
NAPLES, FL 34109
Some features on this profile are disabled
CRD#: 7501737
JC

Professional summary

Jose Armando Cruz is a registered financial advisor currently at CAPITAL WEALTH PLANNING, LLC located in Naples, Florida.

Jose is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Jose has worked at 1 firm and has passed the Series 65 and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jose Armando Cruz's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 9, 2022 - Present

CAPITAL WEALTH PLANNING, LLC

Office #1: 9015 Strada Stell Ct. Suite 203, Naples, FL 34109
RIA
CRD#: 150764
NAPLES, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
CAPITAL WEALTH PLANNING, LLC
CAPITAL WEALTH PLANNING, LLC

CRD#: 150764 / SEC#: 801-70333

RIA
Registered Investment Advisory firm - (6/30/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(3/9/2022)

Exams

State Security Law Exam
IAR
Series 65
Date: 2/19/2022
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
SIE
Date: 2/4/2021
Securities Industry Essentials Examination

Current Firm

CW
CAPITAL WEALTH PLANNING, LLC
CAPITAL WEALTH PLANNING, LLC

CRD#: 150764 / SEC#: 801-70333

RIA
Registered Investment Advisory firm - (6/30/2009 Approved)
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Contact information

Main Address
9015 Strada Stell Ct Suite 203, Naples, FL 34109
Mailing Address
Phone number
(239) 593-2100
Established
Firm type
Fiscal year end
# of Employees
32

SEC notice filing (7 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

CWP FORM ADV PART 2A (MAY 5, 2020) (2/21/2025)

Regulatory assets under management

Total Number of Accounts11,690
AUM (Assets Under Management)$ 11,419,152,238

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CAPITAL WEALTH PLANNING, LLC

CRD#: 150764Naples, FL 34109

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