Mourad Mazouni
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mourad Mazouni was a registered financial professional .
Mourad is a previously registered financial professional and started their career in finance in 2022. Mourad had worked at 2 firms and has passed the Series 63, Series 79TO, Series 57TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 17, 2022 - March 17, 2023
GT SECURITIES, INC.
June 2, 2022 - July 22, 2022
T3 TRADING GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 8/8/2022
Investment Banking Registered Representative ExaminationSeries 57TO
Date: 6/2/2022
Securities Trader ExamCurrent Firm
GT SECURITIES, INC.
CRD#: 116012 / SEC#: , 8-53527
Contact information
FINRA licenses (51 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
