Riley J. Littlefield

KEYSTATE ADVISORY

Las Vegas, NV 89169

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CRD#: 7501204

Professional summary

Riley James Littlefield is a registered financial advisor currently at KEYSTATE ADVISORY, LLC located in Las Vegas, Nevada.

Riley is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Riley has worked at 3 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Riley James Littlefield's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 15, 2024 - Present

KEYSTATE ADVISORY, LLC

Office #1: 3883 Howard Hughes Pkwy Suite 500, Las Vegas, NV 89169

RIA

CRD#: 156226

Las Vegas, NV

Past

December 21, 2023 - November 20, 2024

MEEDER PUBLIC FUNDS, INC.

RIA

CRD#: 106816

Las Vegas, NV

Past

March 18, 2022 - December 22, 2023

FHN FINANCIAL MAIN STREET ADVISORS, LLC

RIA

CRD#: 133719

LAS VEGAS, NV

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KEYSTATE ADVISORY, LLC

CRD#: 156226 / SEC#: 801-72123

RIA

Registered Investment Advisory firm - (1/19/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Nevada
(11/15/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/8/2022

Uniform Investment Adviser Law Examination

Current Firm

KEYSTATE ADVISORY, LLC

CRD#: 156226 / SEC#: 801-72123

RIA

Registered Investment Advisory firm - (1/19/2011 Approved)

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Contact information

Main Address

3883 Howard Hughes Pkwy Suite 500, Las Vegas, NV 89169

Mailing Address

Po Box 50102, Henderson, NV 89016

Phone number

(702) 598-3738

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

KEYSTATE ADVISORY 2025 BROCHURE DTD 3.19.25 (3/19/2025)

Regulatory assets under management

Total Number of Accounts	82
AUM (Assets Under Management)	$ 18,152,920,112

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Riley J. Littlefield

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Riley James Littlefield's CRS (Customer Relationship Summary).

Certified licenses

Experience

KEYSTATE ADVISORY, LLC

MEEDER PUBLIC FUNDS, INC.

FHN FINANCIAL MAIN STREET ADVISORS, LLC

Primary Firm SEC Registration

KEYSTATE ADVISORY, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/8/2022

Current Firm

KEYSTATE ADVISORY, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KEYSTATE ADVISORY, LLC

TRUST BUT VERIFY

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