Sami Oudeh

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CRD#: 7500911

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Sami Oudeh, who also goes by Sam Oudeh, was a registered financial professional .

Sami is a previously registered financial professional and started their career in finance in 2022. Sami had worked at 3 firms and has passed the Series 66, Series 7TO, SIE and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Sam Oudeh

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) IFS Financial Services-No-Cincinnati, OH- Full time Compliance Officer. 2) Oudeh and Son LLC, yes investment related, 219 Stable Way Nicholasville, KY 40356; Nature: real estate investment; Position/Title: Member; start: 7/19/23; appr 4 hours/ month; 0 during securities trading hours; Duties: I am a member in an LLC that will be buying real estate for investment purposes. 3) Sam Writes Soccer LLC; not investment related; 10192 Limerick Circle, Covington KY 41015; Nature: writing soccer analysis on various websites; Position/Title: Member; Start date: 8/11/23; Appr 5 hours/month; 0 during securities trading hours; Duties: I will be getting paid to write soccer analysis in a freelance role. I will be writing on numerous different websites. 3) Greater Cincinnati Mutual Fund Association; Yes investment related; PO Box 31206 Cincinnati OH 45231; Nature: Cincinnati Mutual Fund Association and networking group; Position/Title: Board member; Start date: 10/11/23; Appr 1 hour/Month; 0 during securities trading hours; Duties: general board member attending meetings and setting up networking and speaking events

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

October 26, 2022 - January 7, 2025

TOUCHSTONE ADVISORS INC

RIA

CRD#: 107028

CINCINNATI, OH

Past

May 6, 2022 - January 7, 2025

W&S BROKERAGE SERVICES, INC.

CRD#: 8099

Cincinnati, OH

Past

May 6, 2022 - January 7, 2025

TOUCHSTONE SECURITIES, INC.

CRD#: 1526

CINCINNATI, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TOUCHSTONE ADVISORS INC

CRD#: 107028 / SEC#: 801-45963

RIA

Registered Investment Advisory firm - (2/28/1994 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/26/2022

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 5/6/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 2/15/2022

Securities Industry Essentials Examination

Principal/Supervisory Exam

Series 24

Date: 6/27/2022

General Securities Principal Examination

Current Firm

TOUCHSTONE ADVISORS INC

CRD#: 107028 / SEC#: 801-45963

RIA

Registered Investment Advisory firm - (2/28/1994 Approved)

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Contact information

Main Address

303 Broadway Suite 1100, Cincinnati, OH 45202-4203

Mailing Address

Phone number

(513) 362-8000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	41
AUM (Assets Under Management)	$ 29,132,797,072

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Sami Oudeh

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

TOUCHSTONE ADVISORS INC

W&S BROKERAGE SERVICES, INC.

TOUCHSTONE SECURITIES, INC.

Primary Firm SEC Registration

TOUCHSTONE ADVISORS INC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/26/2022

Series 7TO

Date: 5/6/2022

SIE

Date: 2/15/2022

Series 24

Date: 6/27/2022

Current Firm

TOUCHSTONE ADVISORS INC

Contact information

SEC notice filing (1 States and Territories)

Documents

Regulatory assets under management

Red Flags

Company Information

TOUCHSTONE ADVISORS INC

TRUST BUT VERIFY

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