Hollina K. Wadsworth

HENDERSHOTT WEALTH MANAGEMENT

Bend, OR

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CRD#: 7500388

Professional summary

Hollina Kay Wadsworth, CFP®, who also goes by Hollina Parker, Holly Parker, Hollina K Wadsworth, Holly Wadsworth, is a registered financial advisor currently at HENDERSHOTT WEALTH MANAGEMENT, LLC located in Bend, Oregon.

Hollina is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Hollina has worked at 2 firms and has passed the Series 66, Series 7TO, SIE, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Hollina Parker | Holly Parker | Hollina K Wadsworth | Holly Wadsworth

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

*545166 - Bend Park & Recreation Foundation; Investment related No; Bend, Oregon; Art/Culture, Children/Youth, Civic/Community, Environmental, Health and Welfare, Social & Recreational, Sports; Board Member (proprietor, partner, officer, director, employee, trustee, agent); 04/2023 ; During business hours: 0; After business hours: 3�Business Development/Growth.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Hollina Kay Wadsworth's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2019

Experience

Current

September 4, 2024 - Present

HENDERSHOTT WEALTH MANAGEMENT, LLC

RIA

CRD#: 170839

Bend, OR

Past

June 30, 2022 - August 13, 2024

MORGAN STANLEY

RIA

CRD#: 149777

Bend, OR

Past

March 14, 2022 - August 13, 2024

MORGAN STANLEY

CRD#: 149777

Bend, OR

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HENDERSHOTT WEALTH MANAGEMENT, LLC

HENDERSHOTT WEALTH MANAGEMENT, LLC | MARTIN, HILARY | HILARY HENDERSHOTT WEALTH MANAGEMENT, LLC

CRD#: 170839 / SEC#: 801-120494

RIA

Registered Investment Advisory firm - (3/11/2021 Approved)

California

Registered Investment Advisory firm - (4/28/2021 Terminated)

Indiana

Registered Investment Advisory firm - (3/30/2021 Terminated)

Texas

Registered Investment Advisory firm - (3/29/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oregon
(9/4/2024)

IAR

Texas
(9/4/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/8/2022

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/12/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 2/12/2022

Securities Industry Essentials Examination

Principal/Supervisory Exam

Series 10

Date: 5/23/2023

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 1/7/2023

General Securities Sales Supervisor - Options Module Examination

Current Firm

HENDERSHOTT WEALTH MANAGEMENT, LLC

HENDERSHOTT WEALTH MANAGEMENT, LLC | MARTIN, HILARY | HILARY HENDERSHOTT WEALTH MANAGEMENT, LLC

CRD#: 170839 / SEC#: 801-120494

RIA

Registered Investment Advisory firm - (3/11/2021 Approved)

California

Registered Investment Advisory firm - (4/28/2021 Terminated)

Indiana

Registered Investment Advisory firm - (3/30/2021 Terminated)

Texas

Registered Investment Advisory firm - (3/29/2021 Terminated)

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Contact information

Main Address

11 Municipal Drive Ste 200 Pmb 1018, Fishers, IN 46038

Mailing Address

Phone number

(877) 743-6500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HILARY HENDERSHOTT WEALTH MANAGEMENT, LLC - PART 2 DISCLOSURE BROCHURE (1/31/2025)

Regulatory assets under management

Total Number of Accounts	522
AUM (Assets Under Management)	$ 235,639,534

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Hollina K. Wadsworth

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Hollina Kay Wadsworth's CRS (Customer Relationship Summary).

Certified licenses

Experience

MORGAN STANLEY

MORGAN STANLEY

Primary Firm SEC Registration

HENDERSHOTT WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/8/2022

Series 7TO

Date: 3/12/2022

SIE

Date: 2/12/2022

Series 10

Date: 5/23/2023

Series 9

Date: 1/7/2023

Current Firm

HENDERSHOTT WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HENDERSHOTT WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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