TH
Trae R. Hassebroek
HOWARD BAILEY SECURITIES
Brownsburg, IN 46112
Some features on this profile are disabled
CRD#: 7499254
TH
Professional summary
Trae Ryan Hassebroek, who also goes by Trae Hassebroek, is a registered financial advisor currently at HOWARD BAILEY SECURITIES, LLC located in Brownsburg, Indiana.
Trae is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Trae has worked at 2 firms and has passed the Series 65, Series 63, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Trae Hassebroek
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Trae Ryan Hassebroek's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 9, 2026 - Present
HOWARD BAILEY SECURITIES, LLC
Office #1: 480 E Northfield Dr. Suite 200, Brownsburg, IN 46112RIA
CRD#: 282712
Brownsburg, IN
Past
April 29, 2024 - December 19, 2024
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
Carmel, IN
Past
June 19, 2023 - October 3, 2023
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
Carmel, IN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HB
HOWARD BAILEY SECURITIES, LLC
HOWARD BAILEY FINANCIAL, INC. | HOWARD BAILEY SECURITIES, LLC
CRD#: 282712 / SEC#: 801-114636
RIA
Registered Investment Advisory firm - (1/30/2019 Approved)Arizona
Registered Investment Advisory firm - (2/15/2019 Terminated)Florida
Registered Investment Advisory firm - (2/15/2019 Terminated)Indiana
Registered Investment Advisory firm - (2/18/2019 Terminated)Michigan
Registered Investment Advisory firm - (2/19/2019 Terminated)North Carolina
Registered Investment Advisory firm - (2/6/2017 Terminated)Ohio
Registered Investment Advisory firm - (2/20/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Indiana(4/9/2026)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 6/17/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
Current Firm
HB
HOWARD BAILEY SECURITIES, LLC
HOWARD BAILEY FINANCIAL, INC. | HOWARD BAILEY SECURITIES, LLC
CRD#: 282712 / SEC#: 801-114636
RIA
Registered Investment Advisory firm - (1/30/2019 Approved)Arizona
Registered Investment Advisory firm - (2/15/2019 Terminated)Florida
Registered Investment Advisory firm - (2/15/2019 Terminated)Indiana
Registered Investment Advisory firm - (2/18/2019 Terminated)Michigan
Registered Investment Advisory firm - (2/19/2019 Terminated)North Carolina
Registered Investment Advisory firm - (2/6/2017 Terminated)Ohio
Registered Investment Advisory firm - (2/20/2019 Terminated)PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
5916 Covington Rd, Fort Wayne, IN 46804
Mailing Address
Phone number
(260) 482-9559
Established
Firm type
Fiscal year end
# of Employees
16
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,793 |
| AUM (Assets Under Management) | $ 484,882,228 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
