John T. Gilpin
Professional summary
John Thomas Gilpin IV, who also goes by John Thomas Gilpin IV, John Gilpin, John Thomas Gilpin, is a registered financial advisor currently at WESTERN WEALTH MANAGEMENT LLC located in Golden, Colorado and LPL FINANCIAL LLC located in Golden, Colorado.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. John has worked at 5 firms and has passed the Series 66, Series 63, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John Thomas Gilpin IV's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 10, 2026 - Present
WESTERN WEALTH MANAGEMENT LLC
Office #1: 14143 Denver Pkwy., Ste 450, Golden, CO 80401June 9, 2026 - Present
LPL FINANCIAL LLC
Office #1: 14143 Denver West Pkwy Ste 450, Golden, CO 80401March 31, 2025 - November 13, 2025
STRATEGIC ADVISERS LLC
March 12, 2024 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
April 28, 2022 - November 13, 2025
FIDELITY BROKERAGE SERVICES LLC
Primary Firm SEC Registration
WESTERN WEALTH MANAGEMENT LLC
CRD#: 283545 / SEC#: 801-107762
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/9/2026)
(6/10/2026)
Exams
Series 7TO
Date: 4/28/2022
General Securities Representative ExaminationFINRA
Current Firm
WESTERN WEALTH MANAGEMENT LLC
CRD#: 283545 / SEC#: 801-107762
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 15,250 |
| AUM (Assets Under Management) | $ 3,944,223,085 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
WESTERN WEALTH MANAGEMENT LLC
CRD#: 283545Golden, CO 80401TRUST BUT VERIFY
Monitor John Gilpin
Get automatic monthly alerts on: