Margaret A. Sandy
Professional summary
Margaret Anne Elder Sandy, who also goes by Greta Sandy, is a registered financial advisor currently at THE WELCH GROUP, LLC located in Birmingham, Alabama.
Margaret is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Margaret has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Margaret Anne Elder Sandy's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 23, 2022 - Present
THE WELCH GROUP, LLC
Office #1: 3940 Montclair Rd Fifth Floor, Birmingham, AL 35213Primary Firm SEC Registration
THE WELCH GROUP, LLC
CRD#: 111273 / SEC#: 801-56254
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/23/2022)
(11/6/2022)
Current Firm
THE WELCH GROUP, LLC
CRD#: 111273 / SEC#: 801-56254
Contact information
SEC notice filing (13 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 4,185 |
| AUM (Assets Under Management) | $ 3,212,010,865 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/23/2024 | ||
| 01/19/2024 | ||
| 12/28/2022 |
Red Flags
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Company Information
THE WELCH GROUP, LLC
CRD#: 111273Birmingham, AL 35213TRUST BUT VERIFY
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