NO
Nathan D. Owen
THRIVENT INVESTMENT MANAGEMENT
Murfreesboro, TN 37129
Some features on this profile are disabled
CRD#: 7498435
NO
Professional summary
Nathan Daniel Owen is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Murfreesboro, Tennessee.
Nathan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Nathan has worked at 1 firm and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
PRIVATE REVIEWER FOR HOME DEPOT POSITION: Reviewer NATURE: I will occasionally get offers from Home Depot to review free products with my honest opinion through a program called Seeds. I have been a part of the seeds program for about 3 years now. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 10/11/2019 ADDRESS: 104 Grimes Court, Murfreesboro TN 37127, United States DESCRIPTION: I will be sent a link once or twice a month to a portal to select free products that I can review. I then submit photos of the products or occasionally videos of my review. With a brief assessment of the overall quality of the product. BNI MIDDLE TENNESSEE, KENTUCKY, SOUTHERN INDIANA POSITION: Director Coordinator NATURE: BNI is focused on creating an environment for business owners to build a potential referral network and grow their business through referrals. It also provides podcasts, continuing education, and software to track key performance metrics and revenue for the business. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 06/01/2023 ADDRESS: P.O. Box 158529, Nashville TN 37216, United States DESCRIPTION: I would be functioning in a volunteer role as Director Coordinator for the Middle Tennessee area. I would be asked to attend one additional meeting a month of an outside chapter of BNI. I would offer support to the chapters in my area and I would be encouraged to have connect meetings and 1:1s with people inside of the other chapters.This would provide me some additional credibility for myself as a networker, and exposure for me to additional prospects and connectors in the Middle Tennessee area.I would be asked to file a 15 minute report after visiting outside chapters. The reports can be completed outside of business hours. RUTHERFORD COUNTY CHAMBER OF COMMERCE DIMPLOMAT POSITION: Diplomat NATURE: The Rutherford County Chamber of Commerce exists to help business owners in Rutherford County engage with each other and the community.Diplomat: A motivated individual who helps tell the Rutherford County Chamber of Commerce story, while exhibiting the highest degree of professionalism and embracing an attitude that is positive, supportive and respectful to all people.? INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 4 START DATE: 01/10/2024 ADDRESS: 3050 Medical Center Parkway, Murfreesboro TN 37129, United States DESCRIPTION: I will be responsible for attending networking events and ribbon cuttings (Two a month) as well as lunches with the diplomat team.I will be meeting and assisting new businesses in enrolling in the Rutherford County Chamber.Many past Diplomats attribute their participation in the program to a substantial growth in their business.
CRS (Client Relationship Summary) - RIA
Click below to view Nathan Daniel Owen's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Nathan Daniel Owen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 7, 2022 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 1639 Medical Center Parkway, Murfreesboro, TN 37129RIA
BD
CRD#: 18387
Murfreesboro, TN
Current
April 29, 2022 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 1639 Medical Center Parkway, Murfreesboro, TN 37129RIA
BD
CRD#: 18387
Murfreesboro, TN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/9/2022)
RR
Alaska(5/12/2025)
RR
Arizona(5/12/2025)
RR
Arkansas(5/12/2025)
RR
California(5/12/2025)
RR
Colorado(6/9/2022)
RR
Florida(4/3/2025)
RR
Georgia(6/9/2022)
RR
Illinois(5/12/2025)
RR
Indiana(5/12/2025)
RR
Kansas(9/23/2025)
RR
Kentucky(5/12/2025)
RR
Louisiana(5/12/2025)
RR
Maryland(5/12/2025)
RR
Michigan(5/12/2025)
RR
Minnesota(5/12/2025)
RR
Mississippi(4/30/2024)
RR
Missouri(5/12/2025)
RR
Montana(5/12/2025)
RR
New Jersey(5/12/2025)
RR
New York(5/12/2025)
RR
North Carolina(4/4/2024)
RR
Ohio(5/13/2025)
RR
Oklahoma(6/9/2022)
IAR
Oklahoma(6/9/2022)
RR
Pennsylvania(5/12/2025)
RR
South Carolina(5/12/2025)
RR
Tennessee(6/2/2022)
IAR
Tennessee(6/7/2022)
RR
Texas(1/22/2024)
IAR
Texas(1/22/2024)
RR
Virginia(6/9/2022)
RR
Wisconsin(4/3/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 4/29/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
THRIVENT INVESTMENT MANAGEMENT INC.
CRD#: 18387Murfreesboro, TN 37129TRUST BUT VERIFY
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