Catherine A. Manfredo

PRIVATE WEALTH ADVISORS

Fresno, CA 93720

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CRD#: 7497873

Professional summary

Catherine Anne Manfredo is a registered financial advisor currently at PRIVATE WEALTH ADVISORS located in Fresno, California.

Catherine is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Catherine has worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Catherine Anne Manfredo's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 11, 2022 - Present

PRIVATE WEALTH ADVISORS

Office #1: 1111 E Herndon Ave Suite 109, Fresno, CA 93720

RIA

CRD#: 141971

Fresno, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PRIVATE WEALTH ADVISORS

PRIVATE WEALTH ADVISORS | PRIVATE WEALTH MANAGEMENT, LLC | PRIVATE WEALTH ADVISORS, LLC

CRD#: 141971 / SEC#: 801-68605

RIA

Registered Investment Advisory firm - (1/2/2008 Approved)

California

Registered Investment Advisory firm - (1/4/2008 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(2/11/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

PRIVATE WEALTH ADVISORS

PRIVATE WEALTH ADVISORS | PRIVATE WEALTH MANAGEMENT, LLC | PRIVATE WEALTH ADVISORS, LLC

CRD#: 141971 / SEC#: 801-68605

RIA

Registered Investment Advisory firm - (1/2/2008 Approved)

California

Registered Investment Advisory firm - (1/4/2008 Terminated)

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Contact information

Main Address

1111 E Herndon Ave Suite 109, Fresno, CA 93720

Mailing Address

Phone number

(559) 451-3463

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PRIVATE WEALTH ADVSORS LLC FIRM BROCHURE (3/12/2025)

Regulatory assets under management

Total Number of Accounts	1,125
AUM (Assets Under Management)	$ 368,758,974

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Catherine A. Manfredo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Catherine Anne Manfredo's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRIVATE WEALTH ADVISORS

Primary Firm SEC Registration

PRIVATE WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Current Firm

PRIVATE WEALTH ADVISORS

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PRIVATE WEALTH ADVISORS

TRUST BUT VERIFY

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