Matthew Rawski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew Rawski was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 2022. Matthew had worked at 3 firms and has passed the Series 66, Series 7TO, Series 6TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 22, 2022 - May 26, 2023
LEGACY WEALTH
May 16, 2022 - May 31, 2023
M HOLDINGS SECURITIES, INC.
February 28, 2022 - April 1, 2022
PFS INVESTMENTS INC.
Primary Firm SEC Registration
LEGACY WEALTH
CRD#: 306732 / SEC#: 801-118042
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 5/26/2022
General Securities Representative ExaminationSeries 6TO
Date: 2/28/2022
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
LEGACY WEALTH
CRD#: 306732 / SEC#: 801-118042
Contact information
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,448 |
| AUM (Assets Under Management) | $ 475,000,000 |
Red Flags
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