JC
Jose A. Cabrera
DOUGHERTY WEALTH ADVISERS LLC
Wayzata, MN 55391
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CRD#: 7497764
JC
Professional summary
Jose Asencion Cabrera is a registered financial advisor currently at DOUGHERTY WEALTH ADVISERS LLC located in Wayzata, Minnesota.
Jose is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Jose has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Finance Director for The Cause International, LLC, a clothing company which sells team uniforms and street wear. Duties include accounting, cash flow planning and financial statement preparation. Relationship started in December 2016 with the entity's owner, a college classmate. Business is not investment related and support averages 10 hours a month, not during securities trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Jose Asencion Cabrera's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 2, 2022 - Present
DOUGHERTY WEALTH ADVISERS LLC
Office #1: 861 Lake Street North, Wayzata, MN 55391RIA
CRD#: 143138
Wayzata, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DW
DOUGHERTY WEALTH ADVISERS LLC
DOUGHERTY WEALTH ADVISERS LLC | SOMERSET ADVISERS LLC
CRD#: 143138 / SEC#: 801-99370
RIA
Registered Investment Advisory firm - (6/26/2015 Approved)Florida
Registered Investment Advisory firm - (7/31/2015 Terminated)Minnesota
Registered Investment Advisory firm - (8/4/2015 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Minnesota(4/2/2022)
Current Firm
DW
DOUGHERTY WEALTH ADVISERS LLC
DOUGHERTY WEALTH ADVISERS LLC | SOMERSET ADVISERS LLC
CRD#: 143138 / SEC#: 801-99370
RIA
Registered Investment Advisory firm - (6/26/2015 Approved)Florida
Registered Investment Advisory firm - (7/31/2015 Terminated)Minnesota
Registered Investment Advisory firm - (8/4/2015 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
861 Lake Street North, Wayzata, MN 55391
Mailing Address
Phone number
(612) 376-4040
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 246 |
| AUM (Assets Under Management) | $ 417,929,595 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/09/2025 | ||
| 01/02/2025 | ||
| 11/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
