Mark S. Tennenbaum

LIFE UNLOCKED PARTNERS LLC

Venice, CA

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CRD#: 7497529

Professional summary

Mark Stephen Tennenbaum is a registered financial advisor currently at LIFE UNLOCKED PARTNERS LLC located in Venice, California and LEYLAND CYPRESS, LLC located in Long Beach, California.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Mark has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Life UnLocked Partners LLC Registered Investment Advisor Address: 620 Harbor St #3, Venice, CA 90291 Nature of business: investment advising Title: Chief Financial Officer Start date: 01/2021 Approx hours/month: 12 Hours devoted during securities trading hours: 0 Description of duties: Tennenbaum & Kelly, Inc. Investment Related Address: 620 Harbor St #3, Venice, CA 90291 Nature of business: consulting services Title: Chief Financial Officer Start date: 01/2011 Approx hours/month: 12 Hours devoted during securities trading hours: 0 Description of duties: monthly financial reporting, bank and client account reconciliation MailRoute, Inc. NOT investment-related Address: 620 Harbor St #3, Venice, CA 90291 Nature of business: email security Title: Chief Financial Officer Start date: 08/2012 Approx hours/month: 4 Hours devoted during securities trading hours: 0 Description of duties: monthly financial reporting, bank and client account reconciliation SCBI Online Store, LLC NOT investment-related Address: 620 Harbor St #3, Venice, CA 90291 Nature of business: Skincare Title: Chief Financial Officer Start date: 08/2011 Approx hours/month: 4 Hours devoted during securities trading hours: 0 Description of duties: monthly financial reporting, bank and client account reconciliation

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Stephen Tennenbaum's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 11, 2022 - Present

LIFE UNLOCKED PARTNERS LLC

RIA

CRD#: 318642

Venice, CA

Current

February 23, 2024 - Present

LEYLAND CYPRESS, LLC

RIA

CRD#: 322964

Long Beach, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(5/11/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/6/2021

Uniform Investment Adviser Law Examination

Current Firm

LIFE UNLOCKED PARTNERS LLC

CRD#: 318642 / SEC#:

California

Registered Investment Advisory firm - (5/11/2022 Approved)

Maryland

Registered Investment Advisory firm - (9/16/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Venice, CA

Mailing Address

Phone number

(888) 278-2080

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	40
AUM (Assets Under Management)	$ 13,700,375

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Mark S. Tennenbaum

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Stephen Tennenbaum's CRS (Customer Relationship Summary).

Certified licenses

Experience

LIFE UNLOCKED PARTNERS LLC

LEYLAND CYPRESS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/6/2021

Current Firm

LIFE UNLOCKED PARTNERS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

LIFE UNLOCKED PARTNERS LLC

TRUST BUT VERIFY

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