Allison K. Prescott
Professional summary
Allison Katherine Prescott, who also goes by Allison K Prescott, is a registered financial professional currently at HAMILTON CLARK SUSTAINABLE CAPITAL, INC. located in Washington, District Of Columbia.
Allison is registered as a RR (Registered Representative) and started their career in finance in 2022. Allison has worked at 1 firm and has passed the Series 63, Series 7TO, Series 79TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Allison Katherine Prescott's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 13, 2022 - Present
HAMILTON CLARK SUSTAINABLE CAPITAL, INC.
Office #1: 1701 Pennsylvania Avenue Nw Suite 200, Washington, DC 20006State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/13/2022)
Exams
Series 7TO
Date: 3/15/2023
General Securities Representative ExaminationSeries 79TO
Date: 4/12/2022
Investment Banking Registered Representative ExaminationFINRA
Current Firm
HAMILTON CLARK SUSTAINABLE CAPITAL, INC.
CRD#: 26010 / SEC#: , 8-42236
Contact information
FINRA licenses (15 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
