Shayn Horrocks
Professional summary
Shayn Horrocks, who also goes by Shayn William Horrocks, is a registered financial advisor currently at GREAT OAK WEALTH MANAGEMENT, INC located in Pottstown, Pennsylvania.
Shayn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Shayn has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Shayn Horrocks's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 3, 2026 - Present
GREAT OAK WEALTH MANAGEMENT, INC
March 18, 2024 - February 3, 2026
LPL FINANCIAL LLC
March 18, 2024 - February 3, 2026
LPL FINANCIAL LLC
December 22, 2023 - March 15, 2024
M. S. HOWELLS & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/3/2026)
Exams
Series 7TO
Date: 12/22/2023
General Securities Representative ExaminationCurrent Firm
GREAT OAK WEALTH MANAGEMENT, INC
CRD#: 127780 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 409 |
| AUM (Assets Under Management) | $ 99,300,000 |
Red Flags
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