AP
Adam Philipp
PHILIPP CAPITAL ADVISORS
BEACHWOOD, OH 44122
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CRD#: 7497098
AP
Professional summary
Adam Philipp is a registered financial advisor currently at PHILIPP CAPITAL ADVISORS located in Beachwood, Ohio.
Adam is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Adam has worked at 4 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Cedar Brook, DBA, financial planning firm, 1/2022 to present, 5885 Landerbrook Drive, #200, Cleveland, OH 44124, Salaried Employee, Investment related, 160 hours per month, 120 hours during trading; 2) Cedar Brook, 5885 Landerbrook Drive, #200, Cleveland, OH 44124, 1/2022 to present, IAR/Registered Support Staff, Salaried Employee, Investment related, 160 hours per month, 120 hours during trading, provide assistance as needed to representatives and their clients; 3) Attorney, Sole Proprietor, Shaker Heights, OH, Not investment related, 5/2015 top present, not actively practicing/maintains active license, not compensated, 0 hours per month, 0 hours during trading; 4) Richmond Holbrook Properties I, My wife and I have also set up an LLC, "Richmond Holbrook Properties I," to purchase residential real estate. We have not made any purchases yet, however, Shaker Heights, OH, owner with wife 100%, Profit Participation, October 2020 to present, 8 hours per month, 0 hours during trading, LLC established with intend to own single-family rental real estate property not purchase to date. I have an active law license. 5) University School-Upper School, Baseball Coach, Hunting Valley, OH, since 3/1/22, seasonal, 30 hours per month, 0 during market, not investment related. 6) Insurance lines, Life/Health and LTC through Ash Brokerage, 5885 Landerbrook Drive, Cleveland, OH, since 5/26/2022, 20 hours per month, 15 during market, not investment related. 7) Valley Art Center, Board member since 12/1/22, Treasurer since 9/7/23, 155 Bell Street, Chagrin Falls, OH, serve as board member and Treasurer to community arts nonprofit, Oversees financial operations and financial soundness of VAC, 6 hours per month, 0 during trading, not investment related. 8) Adam Philipp is a Member, Class of 2024 at CLeveland Bridge Builders; Is the business investment related: No; Location of the business: 1240 Huron Rd. Cleveland Ohio 44115; Description of the business: Cleveland Bridge Builders (CBB) is a launch pad for mid-career professionals that prepares them for a greater role in the community by fostering teamwork, growth and learning. CBB participants meet as a group monthly; Responsibilities Duties: Cleveland Bridge Builders (CBB) meets as a group, monthly, until June 2024, to discuss important civic issues in Greater Cleveland and ways CBB members can address those issues; Start date with business: 2023-08-22; Hours per month devoted to business during trading hours: 6.5; Hours per month devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 0; Website address for the organization: https://www.cleveleads.org/key-programs/cleveland-bridge-builders/.
CRS (Client Relationship Summary) - RIA
Click below to view Adam Philipp's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 17, 2024 - Present
PHILIPP CAPITAL ADVISORS
Office #1: 2000 Auburn Drive #200, Beachwood, OH 44122RIA
CRD#: 332817
BEACHWOOD, OH
Past
June 20, 2024 - July 19, 2024
SEIA
RIA
CRD#: 108163
Cleveland, OH
Past
July 15, 2022 - July 1, 2024
CEDAR BROOK GROUP
RIA
CRD#: 290670
CLEVELAND, OH
Past
February 28, 2022 - June 17, 2024
CADARET, GRANT & CO., INC.
RIA
CRD#: 10641
Cleveland, OH
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Ohio(9/17/2024)
Current Firm
PC
PHILIPP CAPITAL ADVISORS
PHILIPP CAPITAL ADVISORS | PHILIPP CAPITAL ADVISORS LLC
CRD#: 332817 / SEC#:
Ohio
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Contact information
Main Address
2000 Auburn Drive #200, Beachwood, OH 44122
Mailing Address
Phone number
(216) 202-5491
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 6 |
| AUM (Assets Under Management) | $ 5,143,771 |
Red Flags
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