Grant Spradlin

FIRST LIGHT INVESTMENT ADVISORS

MANCHESTER, MA

Some features on this profile are disabled

CRD#: 7496778

Professional summary

Grant Spradlin, who also goes by Grant Merritt Spradlin, is a registered financial advisor currently at FIRST LIGHT INVESTMENT ADVISORS located in Manchester, Massachusetts.

Grant is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Grant has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Grant Merritt Spradlin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) iSOFTSTONE; NON-INVESTMENT RELATED; 333 CLAPP ROAD, SCITUATE, MA; CONSULTANT; 04/2024; APPROX. 20 HOURS PER MONTH DURING TRADING AND NON-TRADING HOURS; INDEPENDENT CONTRACTOR AND CONSULTANT. 2) COMPOSABLE PROMPTS; NON-INVESTMENT RELATED; NEW YORK, NY; AI SOFTWARE DEVELOPMENT COMPANY; VP, PRODUCT; 04/2024; APPROX. 130 HOURS PER MONTH DURING TRADING HOURS AND 30 HOURS PER MONTH DURING NON-TRADING HOURS; PRODUCT DEVELOPER FOR AI SOFTWARE COMPANY.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Grant Spradlin's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 23, 2022 - Present

FIRST LIGHT INVESTMENT ADVISORS

RIA

CRD#: 318596

MANCHESTER, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(5/23/2022)

IAR

New York
(7/11/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/20/2022

Uniform Investment Adviser Law Examination

Current Firm

FIRST LIGHT INVESTMENT ADVISORS

FIRST LIGHT INVESTMENT ADVISORS | FIRST LIGHT INVESTMENT ADVISORS LLC

CRD#: 318596 / SEC#:

Massachusetts

Registered Investment Advisory firm - (4/22/2022 Approved)

New York

Registered Investment Advisory firm - (7/11/2022 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Manchester, MA

Mailing Address

Phone number

(617) 794-2257

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	38
AUM (Assets Under Management)	$ 3,561,077

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Grant Spradlin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Grant Spradlin's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIRST LIGHT INVESTMENT ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 5/20/2022

Current Firm

FIRST LIGHT INVESTMENT ADVISORS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FIRST LIGHT INVESTMENT ADVISORS

TRUST BUT VERIFY

Similar Advisors