Brent M. Mayo
Professional summary
Brent Matthew Mayo, who also goes by Brent Matthew Mayo, Brent Mayo, is a registered financial professional currently at NEWMARK SECURITIES, LLC located in New York, New York.
Brent is registered as a RR (Registered Representative) and started their career in finance in 2022. Brent has worked at 3 firms and has passed the Series 63, Series 79TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brent Matthew Mayo's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 24, 2023 - Present
NEWMARK SECURITIES, LLC
Office #1: 125 Park Ave 6th And 9th Floor, New York, NY, 10017June 23, 2022 - July 1, 2022
VESTTOO SECURITIES (USA) LLC
June 9, 2022 - July 24, 2023
CITIZENS CAPITAL MARKETS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/24/2023)
Exams
Series 79TO
Date: 2/11/2022
Investment Banking Registered Representative ExaminationFINRA
Current Firm
NEWMARK SECURITIES, LLC
CRD#: 309193 / SEC#: , 8-70554
Contact information
FINRA licenses (4 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NEWMARK PARTNERS, L.P. | SOLE MEMBER | |
| DAVIS, JOSHUA | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY | 7761240 |
| KUEHNEN, ERIC CHRISTOPHER | CHIEF COMPLIANCE OFFICER | 4577416 |
| PAULSON, KENNETH MICHAEL | CHIEF FINANCIAL OFFICER | 2862259 |
| SMIGEL, STEPHEN JARED | CHIEF EXECUTIVE OFFICER AND PRINCIPAL OPERATIONS OFFICER | 2401258 |
Red Flags
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