Jacob A. Cothran

COTHRAN CAPITAL

Memphis, TN 38120

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CRD#: 7495825

Professional summary

Jacob A Cothran is a registered financial advisor currently at COTHRAN CAPITAL, LLC located in Memphis, Tennessee.

Jacob is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Jacob has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

JACOB COTHRAN, SOLE PROPRIETOR; INVESTMENT RELATED; INSURANCE AGENT; MEMPHIS, TN; START DATE 02/2022; APPROXIMATELY 50% OF TIME

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jacob A Cothran's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 17, 2022 - Present

COTHRAN CAPITAL, LLC

Office #1: 5865 Ridgeway Center Parkway Suite 300, Memphis, TN 38120

RIA

CRD#: 154975

Memphis, TN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(2/17/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/7/2020

Uniform Investment Adviser Law Examination

Current Firm

COTHRAN CAPITAL, LLC

CRD#: 154975 / SEC#:

Arkansas

Registered Investment Advisory firm - (8/12/2013 Approved)

Tennessee

Registered Investment Advisory firm - (12/1/2010 Approved)

Texas

Registered Investment Advisory firm - (8/16/2021 Conditional Restricted)

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Contact information

Main Address

5865 Ridgeway Center Parkway Suite 300, Memphis, TN 38120

Mailing Address

Phone number

(901) 758-8650

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	236
AUM (Assets Under Management)	$ 33,410,864

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jacob A. Cothran

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jacob A Cothran's CRS (Customer Relationship Summary).

Certified licenses

Experience

COTHRAN CAPITAL, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/7/2020

Current Firm

COTHRAN CAPITAL, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

COTHRAN CAPITAL, LLC

TRUST BUT VERIFY

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