Johnathon M. Peacock
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Johnathon Michael Peacock, who also goes by John Peacock, Johnathan Michael Peacock, was a registered financial professional .
Johnathon is a previously registered financial professional and started their career in finance in 2024. Johnathon had worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 5, 2024 - March 10, 2026
WEALTH INTELLIGENCE, LLC
March 11, 2024 - January 6, 2025
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
February 1, 2024 - January 6, 2025
RAYMOND JAMES FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
WEALTH INTELLIGENCE, LLC
CRD#: 333253 / SEC#: 801-131320
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 2/1/2024
General Securities Representative ExaminationCurrent Firm
WEALTH INTELLIGENCE, LLC
CRD#: 333253 / SEC#: 801-131320
Contact information
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 414 |
| AUM (Assets Under Management) | $ 247,495,975 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/27/2026 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
