Robert D. Nock
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert D Nock, who also goes by Rob D Nock, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 2022. Robert had worked at 1 firm and has passed the Series 65 exam.
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Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 18, 2022 - December 31, 2023
CARTOOLI BUSINESS VENTURES INC
State Registrations and Notice Filings
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Current Firm
CARTOOLI BUSINESS VENTURES INC
CRD#: 318689 / SEC#:
Contact information
Red Flags
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