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CW

Chad T. Whiteley

SIERRA SUMMIT ADVISORS LLC
CHICAGO, IL 60613
Some features on this profile are disabled
CRD#: 7494781
CW

Professional summary

Chad Thomas Whiteley is a registered financial advisor currently at SIERRA SUMMIT ADVISORS LLC located in Chicago, Illinois.

Chad is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Chad has worked at 2 firms .

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
SIERRA SUMMIT ADVISORS LLC INVESTMENT ADVISER PARTNER SINCE 10/2023 INVESTMENT RELATED INNOVIS ASSET MANAGEMENT LLC INVESTMENT ADVISER PRESIDENT SINCE 03/2022 INVESTMENT RELATED

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Chad Thomas Whiteley's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 5, 2024 - Present

SIERRA SUMMIT ADVISORS LLC

Office #1: 4311 N Ravenswood Ave #100, Chicago, IL 60613
RIA
CRD#: 328151
CHICAGO, IL
Past

May 11, 2022 - July 9, 2024

INNOVIS ASSET MANAGEMENT LLC

RIA
CRD#: 318673
Chicago, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SS
SIERRA SUMMIT ADVISORS LLC
SIERRA SUMMIT ADVISORS LLC

CRD#: 328151 / SEC#: 801-128786

RIA
Registered Investment Advisory firm - (9/21/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Illinois
(3/5/2024)

Exams

Current Firm

SS
SIERRA SUMMIT ADVISORS LLC
SIERRA SUMMIT ADVISORS LLC

CRD#: 328151 / SEC#: 801-128786

RIA
Registered Investment Advisory firm - (9/21/2023 Approved)
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Contact information

Main Address
Incline Village, NV
Mailing Address
Phone number
(847) 652-5070
Established
Firm type
Fiscal year end
# of Employees
7

SEC notice filing (6 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

SIERRA SUMMIT ADVISORS LLC ADV PART 2A (3/27/2025)

Regulatory assets under management

Total Number of Accounts401
AUM (Assets Under Management)$ 637,600,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SIERRA SUMMIT ADVISORS LLC

CRD#: 328151Chicago, IL 60613

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