Jason H. Shan
Professional summary
Jason Hongzhen Shan, who also goes by Jason Shan, is a registered financial professional currently at OLD MISSION CAPITAL, LLC located in Chicago, Illinois.
Jason is registered as a RR (Registered Representative) and started their career in finance in 2022. Jason has worked at 1 firm and has passed the Series 57TO, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jason Hongzhen Shan's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 9, 2022 - Present
OLD MISSION CAPITAL, LLC
Office #1: 1 N. Dearborn St. 8th Floor, Chicago, IL 60602Office #2: 1 N. Dearborn St. 8th Floor, Chicago, IL 60602State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 6/3/2024
Securities Trader ExamSeries 7TO
Date: 2/9/2022
General Securities Representative ExaminationBOX Exchange LLC
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
MEMX LLC
MIAX Emerald, LLC
MIAX PEARL, LLC
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
NYSE Texas, Inc.
Nasdaq BX, Inc.
Nasdaq GEMX, LLC
Nasdaq ISE, LLC
Nasdaq MRX, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
Current Firm
OLD MISSION CAPITAL, LLC
CRD#: 146991 / SEC#: , 8-67867
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 8 |
Red Flags
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