LS
Leigh B. Smith
INSIGHT FOLIOS
Athens, GA 30606
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CRD#: 7493992
LS
Professional summary
Leigh Burwell Smith, ChFC®, CLU®, who also goes by Leigh E Burwell, Leigh Burwell, is a registered financial advisor currently at INSIGHT FOLIOS located in Athens, Georgia.
Leigh is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Leigh has worked at 2 firms .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Leigh E Burwell | Leigh Burwell
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Divergent Financial Marketing - partner, not investment related, Athens, GA, 07/2021, 10 hours per month, 10 hours per moth during business hours. 2. In addition to securities work, I hold my life license and work with clients to provide fixed products, as appropriate. When clients choose fixed products, I'm paid a street level commission from the respective insurance companies. This is always disclosed to clients. 3. In addition to the work in my personal practice, I'm the licensed principal for a small FMO (agency) that works with advisors on help their clients with financial planning work. This agency is limited to ONLY fixed business -- all of the advisors that work with that firm do their securities business through the appropriate RIA or B/D. 4. Lastly, I have a small portfolio of rental properties in Athens, GA. This business is staffed and I spend very little time in it.
CRS (Client Relationship Summary) - RIA
Click below to view Leigh Burwell Smith's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
February 28, 2024 - Present
INSIGHT FOLIOS
Office #1: 2350 Prince Ave, Suite 11, Athens, GA 30606RIA
CRD#: 174411
Athens, GA
Past
January 28, 2022 - March 4, 2024
CYPRESS WEALTH SERVICES, LLC
RIA
CRD#: 288992
Athens, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IF
INSIGHT FOLIOS
APPLIED STRATEGIES FOR WEALTH MANAGEMENT | TRUVESTMENTS | KEVIN WRAY FINANCIAL SERVICES | INSIGHT FOLIOS INC | INSIGHT FOLIOS | DURSO CAPITAL MANAGEMENT
CRD#: 174411 / SEC#: 801-117138
RIA
Registered Investment Advisory firm - (8/12/2019 Approved)Arizona
Registered Investment Advisory firm - (8/21/2019 Terminated)California
Registered Investment Advisory firm - (1/11/2018 Terminated)Florida
Registered Investment Advisory firm - (12/12/2017 Terminated)Illinois
Registered Investment Advisory firm - (12/31/2017 Terminated)Massachusetts
Registered Investment Advisory firm - (8/21/2019 Terminated)Michigan
Registered Investment Advisory firm - (8/22/2019 Terminated)New Hampshire
Registered Investment Advisory firm - (8/22/2019 Terminated)North Carolina
Registered Investment Advisory firm - (9/3/2019 Terminated)South Carolina
Registered Investment Advisory firm - (8/21/2019 Terminated)Texas
Registered Investment Advisory firm - (8/21/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Georgia(2/28/2024)
Exams
Current Firm
IF
INSIGHT FOLIOS
APPLIED STRATEGIES FOR WEALTH MANAGEMENT | TRUVESTMENTS | KEVIN WRAY FINANCIAL SERVICES | INSIGHT FOLIOS INC | INSIGHT FOLIOS | DURSO CAPITAL MANAGEMENT
CRD#: 174411 / SEC#: 801-117138
RIA
Registered Investment Advisory firm - (8/12/2019 Approved)Arizona
Registered Investment Advisory firm - (8/21/2019 Terminated)California
Registered Investment Advisory firm - (1/11/2018 Terminated)Florida
Registered Investment Advisory firm - (12/12/2017 Terminated)Illinois
Registered Investment Advisory firm - (12/31/2017 Terminated)Massachusetts
Registered Investment Advisory firm - (8/21/2019 Terminated)Michigan
Registered Investment Advisory firm - (8/22/2019 Terminated)New Hampshire
Registered Investment Advisory firm - (8/22/2019 Terminated)North Carolina
Registered Investment Advisory firm - (9/3/2019 Terminated)South Carolina
Registered Investment Advisory firm - (8/21/2019 Terminated)Texas
Registered Investment Advisory firm - (8/21/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
10800 Sikes Place Suite 110, Charlotte, NC 28277
Mailing Address
Phone number
(704) 529-9500
Established
Firm type
Fiscal year end
# of Employees
15
SEC notice filing (28 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,163 |
| AUM (Assets Under Management) | $ 341,383,271 |
Red Flags
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Company Information
INSIGHT FOLIOS
CRD#: 174411Athens, GA 30606TRUST BUT VERIFY
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