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KP

Kevin H. Paffrath

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CRD#: 7493981
KP

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Kevin Helmut Paffrath was a registered financial professional .

Kevin is a previously registered financial professional and started their career in finance in 2022. Kevin had worked at 1 firm and has passed the Series 63, Series 65, SIE, Series 7TO, Series 27, Series 24 and Series 14 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The Paffrath Organization, DBA Meet Kevin; investment-related; online media company and real estate brokerage; 8164 Platinum Street, Ventura, CA 93004; CEO; 04/2013; 175.6 hours/month; 149 hours/month during securities trading hours; social media brand, online educational courses, educational discussion groups, educational livestreams, video game livestreams, in-person events, public speaking, online educational video content and podcasts, collaborations with other creators, merchandise and apparel sales, domain purchases, online news reporting website (eHack.com), California real estate brokerage. House Hack, Inc., DBA HouseHack; investment-related; real estate investment company; 8164 Platinum Street, Ventura, CA 93004; Chairman of the Board, CEO; 120 hours/month; 120 hours/month during securities trading hours; oversee team for rental renovations, rentals, and deal acquisitions, software development, task management software (TaskHack). Plato's Philosophy, LLC, DBA StockHack and StackHack; investment-related; registered investment adviser; 8164 Platinum Street, Ventura, CA 93004; CEO; 20 hours/month; 20 hours/month during securities trading hours; sub-adviser to The Meet Kevin Pricing Power ETF (Ticker Symbol: PP). SuitHack, LLC; investment-related; applying to be a broker-dealer; 8164 Platinum Street, Ventura, CA 93004; CEO; 8 hours/month; 8 hours/month during securities trading hours; preparing documents for broker-dealer and securities research. Really Toxic Assets, LLC; investment-related; asset ownership entity; 8219 Quartz Street, Ventura, CA 93004; owner; 06/2019; 0.6 hours/month; 0.4 hours/month during securities trading hours; Holds investments such as real estate and other LLC memberships. Not My TSLA, LLC; non-investment-related; asset ownership entity; 8219 Quartz Street, Ventura, CA 93004; owner; 12/2021; 0.6 hours/month; 0.4 hours/month during securities trading hours; Owns business-use plane. XXXXX Family Trust; investment-related; personal asset entity; 8219 Quartz Street, Ventura, CA 93004; trustee and beneficiary; 11/2015; 0.6 hours/month; 0.4 hours/month during securities trading hours; Holds ownership of personal assets such as business ownerships, investments, or otherwise. Family Trust name X'd out due to family privacy, which is -- of course -- available in full to FINRA upon request. Stay Hack, Inc., FundHack, LLC, DaHack, LLC, PayrollHack, Inc., HouseHackHomes, Inc., HouseHackHomes Manager 1 LLC, HouseHackHomes Master 1 LLC, HouseHackHomes DST 1, CrashHack - Balanced One LLC, HodlHack Two LLC, CharityHack, LLC, VentureCapital, LawHack, APC; investment-related; affiliated or commonly controlled/owned entities; 8164 Platinum Street, Ventura, CA 93004; 08/2023; 0 hours/month; 0 hours/month during securities trading hours; entities are formed for various business purposes but are either not currently active, have been closed, or are in the process of being closed. Affiliate for Companies with Referral Link; Interactive Brokers, LLC, Ladder Insurance Services, LLC, Webull Financial, LLC, Coinbase, Amazon.com, Inc., StreamYard, Inc.; investment-related; broker-dealer, life insurance company, broker-dealer, crypto brokerage, online retailer, online video streaming platform; affiliate/sponsor; 01/2020; 3.6 hours/month; 2.4 hours/month during securities trading hours; Affiliate, promote as a service and receive referral compensation for sign-ups. Past Affiliate Relationships (TradingView, Lemonade Insurance, SoFi, Public.com, etc.); investment-related; affiliate/sponsor; 01/2018; 0 hours/month; 0 hours/month during securities trading hours; Affiliate, promote as a service and receive referral compensation for sign-ups. Previous Private Investments (Oxygen, BlockFi, Approntix, and Lore Library LLC); investment-related; investor; 0 hours/month; 0 hours/month during securities trading hours; private investor.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

October 11, 2022 - February 24, 2025

PLATO'S PHILOSOPHY, LLC

RIA
CRD#: 319564
VENTURA, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 9/29/2023
Uniform Securities Agent State Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 7TO
Date: 9/14/2023
General Securities Representative Examination
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 24
Date: 11/15/2023
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 14
Date: 11/2/2023
Compliance Officer Examination

Current Firm


PP
PLATO'S PHILOSOPHY, LLC
FINANCIALAGENT | STOCKHACK | STACKHACK | PLATO'S PHILOSOPHY, LLC

CRD#: 319564 / SEC#: 801-126714

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Contact information


Main Address
8164 Platinum Street, Ventura, CA 93004
Mailing Address
Phone number
(805) 888-2024
Established
Firm type
Fiscal year end
# of Employees
4

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts1
AUM (Assets Under Management)$ 39,360,000

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


PLATO'S PHILOSOPHY, LLC

CRD#: 319564

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