Jace D. Darrow
Professional summary
Jace Dalton Darrow is a registered financial advisor currently at GDS WEALTH MANAGEMENT located in Flower Mound, Texas.
Jace is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Jace has worked at 2 firms and has passed the Series 63, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Jace Dalton Darrow's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 28, 2024 - Present
GDS WEALTH MANAGEMENT
Office #1: 2910 Lakeside Village Blvd, Flower Mound, TX 75022June 21, 2022 - August 2, 2024
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
Primary Firm SEC Registration
GDS WEALTH MANAGEMENT
CRD#: 315934 / SEC#: 801-122391
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/28/2024)
Exams
Series 7TO
Date: 6/21/2022
General Securities Representative ExaminationCurrent Firm
GDS WEALTH MANAGEMENT
CRD#: 315934 / SEC#: 801-122391
Contact information
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,420 |
| AUM (Assets Under Management) | $ 1,281,897,626 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
