JR
Joseph D. Robertson
MARIDEA WEALTH MANAGEMENT
SHAVANO PARK, TX 78231
Some features on this profile are disabled
CRD#: 7493533
JR
Professional summary
Joseph D Robertson is a registered financial advisor currently at MARIDEA WEALTH MANAGEMENT located in Shavano Park, Texas and PRIVATE CLIENT SERVICES, LLC located in San Antonio, Texas.
Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Joseph has worked at 4 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Joseph Robertson is dually registered as an investment advisor representative with Maridea Wealth Management LLC ("Maridea") and as a registered representative with Private Client Services, LLC ("PCS"). Business is conducted from 3009 Napier Park, Shavano Park, TX, 78231. Approximately 90% of Mr. Robertson's time is for services as an investment advisor representative of Maridea and the balance as a registered representative with PCS. 2) VitalStone Financial, LLC; Investment-related; Same address; Doing business as ("DBA") name for investment advisory activity conducted with Maridea Wealth Management LLC; Investment Advisor Representative; Full-time position.
CRS (Client Relationship Summary) - RIA
Click below to view Joseph D Robertson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 4, 2025 - Present
MARIDEA WEALTH MANAGEMENT
Office #1: 3009 Napier Park, Shavano Park, TX 78231RIA
CRD#: 325523
SHAVANO PARK, TX
Current
August 9, 2024 - Present
PRIVATE CLIENT SERVICES, LLC
Office #1: 3009 Napier Park Ste 101, San Antonio, TX 78231RIA
BD
CRD#: 120222
San Antonio, TX
Past
June 17, 2024 - July 16, 2024
MORGAN STANLEY
RIA
CRD#: 149777
Tampa, FL
Past
January 17, 2023 - July 16, 2024
MORGAN STANLEY
BD
CRD#: 149777
Tampa, FL
Past
June 1, 2022 - September 5, 2023
E*TRADE SECURITIES LLC
BD
CRD#: 29106
Temple Terrace, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MW
MARIDEA WEALTH MANAGEMENT
BAY STREET CAPITAL HOLDINGS | VITALSTONE FINANCIAL | PINNACLE WEALTH | MARIDEA WEALTH MANAGEMENT LLC | MARIDEA WEALTH MANAGEMENT | HUCKLEBERRY CAPITAL MANAGEMENT | HOOT WEALTH | HARTSHORNE GROUP
CRD#: 325523 / SEC#: 801-129360
RIA
Registered Investment Advisory firm - (1/31/2024 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Texas(8/9/2024)
IAR
Texas(3/4/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 6/1/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MW
MARIDEA WEALTH MANAGEMENT
BAY STREET CAPITAL HOLDINGS | VITALSTONE FINANCIAL | PINNACLE WEALTH | MARIDEA WEALTH MANAGEMENT LLC | MARIDEA WEALTH MANAGEMENT | HUCKLEBERRY CAPITAL MANAGEMENT | HOOT WEALTH | HARTSHORNE GROUP
CRD#: 325523 / SEC#: 801-129360
RIA
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Contact information
Main Address
25 Kent Avenue Suite 401, Brooklyn, NY 11249
Mailing Address
Phone number
(347) 289-5227
Established
Firm type
Fiscal year end
# of Employees
21
SEC notice filing (15 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,509 |
| AUM (Assets Under Management) | $ 469,226,780 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
