Conner Scott Mieth
Professional Summary
Conner Scott Mieth was a registered financial advisor. Conner was a previously registered financial professional and started their career in finance 2022 - 2025. Conner had worked at 1 firm and has passed the Series 63, Series 7TO and SIE exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
4 years in the financial services industry
Current & Past Employments
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Current Firm
CITCO SECURITIES INC. | CITCO SECURITIES, INC.
Contact Information
Main Address
20 Toronto Street 10th Floor, Toronto, Ontario, M5C 2B8Mailing Address
151 Yonge Street 8th Floor, Toronto, Ontario, M5C 2W7Phone Number
(647) 260-6555Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (5 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CITCO FINANCIAL PRODUCTS (LONDON) LIMITED | SHAREHOLDER | — |
| CASE, SCOTT RUSSELL | CEO | 2579107 |
| CHIN, PHYLLIS NYUK FAH | FINOP/CFO | 6250921 |
| CULLINANE, JOHN REID | CHIEF COMPLIANCE OFFICER | 5003588 |
| IRAUSQUIN, RONALD FERDINAND | DIRECTOR | 6429179 |
| MISTRY, NITIN AMBUBHAI | DIRECTOR | 6961705 |
| QUÊME, NICOLAS MAURICE RAYMOND | DIRECTOR | 6865554 |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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