Conner S. Mieth
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Conner Scott Mieth was a registered financial professional .
Conner is a previously registered financial professional and started their career in finance in 2022. Conner had worked at 1 firm and has passed the Series 63, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 27, 2022 - September 16, 2025
CITCO SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 5/27/2022
General Securities Representative ExaminationCurrent Firm
CITCO SECURITIES INC.
CRD#: 153974 / SEC#: , 8-68601
Contact information
FINRA licenses (5 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CITCO FINANCIAL PRODUCTS (LONDON) LIMITED | SHAREHOLDER | |
| CASE, SCOTT RUSSELL | CEO | 2579107 |
| CHIN, PHYLLIS NYUK FAH | FINOP/CFO | 6250921 |
| CULLINANE, JOHN REID | CHIEF COMPLIANCE OFFICER | 5003588 |
| IRAUSQUIN, RONALD FERDINAND | DIRECTOR | 6429179 |
| MISTRY, NITIN AMBUBHAI | DIRECTOR | 6961705 |
| QUÊME, NICOLAS MAURICE RAYMOND | DIRECTOR | 6865554 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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