SW
Scott C. Wilson
EAGLE STRATEGIES LLC
ALBUQUERQUE, NM 87110
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CRD#: 7493091
SW
Professional summary
Scott Christopher Wilson, who also goes by Scott Wilson, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Albuquerque, New Mexico and NYLIFE SECURITIES LLC located in Albuquerque, New Mexico.
Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Scott has worked at 2 firms and has passed the Series 65, Series 63, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Scott Wilson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered products; 6565 America's Parkway NE 87110; Start Date 10/2024; Role/Title: Insurance Broker; Investment Related; 3 hours per month; 0 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF PEAK FINANCIAL SERVICES LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; (OWNER); (ALBUQUERQUE, NM); START DATE: 03/2025] [NAIFA New Mexico board; NAIFA New Mexico is a local chapter of NAIFA, the National Association of Insurance and Financial Advisors. The organization advocates for policies that are business friendly to our members. We also educate clients. We also host Life Happens.org. ; 1070 S. Bosque Loop, Bosque Farms NM. 87068; Start Date 03/2025; Role/Title: Board Member; Investment Related; 5 hours per month; 2 hours per month during securities trading hours]
CRS (Client Relationship Summary) - RIA
Click below to view Scott Christopher Wilson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 7, 2025 - Present
EAGLE STRATEGIES LLC
Office #1: 6565 Americas Parkway Ne Suite 300, Albuquerque, NM 87110RIA
CRD#: 110826
ALBUQUERQUE, NM
Current
September 30, 2022 - Present
NYLIFE SECURITIES LLC
Office #1: 6565 Americas Pkwy Ne Suite 300, Albuquerque, NM 87110BD
CRD#: 5167
Albuquerque, NM
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(3/13/2025)
RR
Colorado(4/16/2024)
RR
Iowa(9/10/2025)
RR
Nevada(9/10/2025)
RR
New Mexico(11/28/2022)
IAR
New Mexico(11/7/2025)
RR
New York(10/21/2025)
RR
Texas(7/13/2023)
IAR
Texas(11/10/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 9/30/2022
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
EAGLE STRATEGIES LLC
CRD#: 110826Albuquerque, NM 87110TRUST BUT VERIFY
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