BA
Brett Anderson
LESA SROUFE & COMPANY
SEATTLE, WA 98104
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CRD#: 7493051
BA
Professional summary
Brett Anderson is a registered financial advisor currently at LESA SROUFE & COMPANY, INC. located in Seattle, Washington.
Brett is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Brett has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Brett Anderson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 3, 2022 - Present
LESA SROUFE & COMPANY, INC.
Office #1: 801 Second Ave Suite 304, Seattle, WA 98104RIA
CRD#: 130232
SEATTLE, WA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LS
LESA SROUFE & COMPANY, INC.
LESA SROUFE & COMPANY, INC.
CRD#: 130232 / SEC#: 801-63880
RIA
Registered Investment Advisory firm - (1/3/2005 Approved)California
Registered Investment Advisory firm - (1/27/2005 Terminated)Idaho
Registered Investment Advisory firm - (1/27/2005 Terminated)Washington
Registered Investment Advisory firm - (1/27/2005 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Alaska(3/3/2022)
IAR
Idaho(3/3/2022)
IAR
Illinois(3/3/2022)
IAR
New York(3/3/2022)
IAR
Washington(3/3/2022)
Exams
Current Firm
LS
LESA SROUFE & COMPANY, INC.
LESA SROUFE & COMPANY, INC.
CRD#: 130232 / SEC#: 801-63880
RIA
Registered Investment Advisory firm - (1/3/2005 Approved)California
Registered Investment Advisory firm - (1/27/2005 Terminated)Idaho
Registered Investment Advisory firm - (1/27/2005 Terminated)Washington
Registered Investment Advisory firm - (1/27/2005 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
801 Second Ave Suite 304, Seattle, WA 98104
Mailing Address
Phone number
(206) 838-8383
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 233 |
| AUM (Assets Under Management) | $ 158,570,363 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
