JY
John M. York
WHITE LIGHTHOUSE INVESTMENT MANAGEMENT
Aurich,
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CRD#: 7493024
JY
Professional summary
John Michael York is a registered financial advisor currently at WHITE LIGHTHOUSE INVESTMENT MANAGEMENT, INC. .
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. John has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view John Michael York's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 19, 2022 - Present
WHITE LIGHTHOUSE INVESTMENT MANAGEMENT, INC.
RIA
CRD#: 108030
Aurich,
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WL
WHITE LIGHTHOUSE INVESTMENT MANAGEMENT, INC.
JJK INVESTMENT MANAGEMENT | WHITE LIGHTHOUSE INVESTMENT MANAGEMENT, INC. | WHITE LIGHTHOUSE INVESTMENT MANAGEMENT | LACHOWITZ, JONATHAN OWEN | LACHOWITZ ALAN DAVID | JJK IVESTMENT MANAGEMENT | JJK INVESTMENT MANAGEMENT/ADV
CRD#: 108030 / SEC#: 801-79053
RIA
Registered Investment Advisory firm - (1/17/2014 Approved)California
Registered Investment Advisory firm - (11/25/2011 Terminated)Connecticut
Registered Investment Advisory firm - (1/28/2014 Terminated)New York
Registered Investment Advisory firm - (1/27/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Massachusetts(1/19/2022)
Exams
Current Firm
WL
WHITE LIGHTHOUSE INVESTMENT MANAGEMENT, INC.
JJK INVESTMENT MANAGEMENT | WHITE LIGHTHOUSE INVESTMENT MANAGEMENT, INC. | WHITE LIGHTHOUSE INVESTMENT MANAGEMENT | LACHOWITZ, JONATHAN OWEN | LACHOWITZ ALAN DAVID | JJK IVESTMENT MANAGEMENT | JJK INVESTMENT MANAGEMENT/ADV
CRD#: 108030 / SEC#: 801-79053
RIA
Registered Investment Advisory firm - (1/17/2014 Approved)California
Registered Investment Advisory firm - (11/25/2011 Terminated)Connecticut
Registered Investment Advisory firm - (1/28/2014 Terminated)New York
Registered Investment Advisory firm - (1/27/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Bedford, MA
Mailing Address
Phone number
(508) 471-4431
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,203 |
| AUM (Assets Under Management) | $ 689,316,000 |
Red Flags
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