WN
Weldon J. Neff
IRON RIVER CAPITAL LLC
Farmington, NM
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CRD#: 7493015
WN
Professional summary
Weldon Joe Neff is a registered financial advisor currently at IRON RIVER CAPITAL LLC located in Farmington, New Mexico.
Weldon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Weldon has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 11TH JUDICIAL DISTRICT AND MAGISTRATE COURTS; COURT EXECUTIVE OFFICER; FARMINGTON, NM
CRS (Client Relationship Summary) - RIA
Click below to view Weldon Joe Neff's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 25, 2022 - Present
IRON RIVER CAPITAL LLC
RIA
CRD#: 173307
Farmington, NM
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(1/31/2022)
IAR
Colorado(1/25/2022)
IAR
New Mexico(1/26/2022)
Current Firm
IR
IRON RIVER CAPITAL LLC
CONNOLLY FINANCIAL | SHAUN CONNOLLY | IRON RIVER CAPITAL LLC | CONNOLLY, KERETH
CRD#: 173307 / SEC#:
Arizona
Registered Investment Advisory firm - (6/26/2017 Approved)Colorado
Registered Investment Advisory firm - (3/15/2017 Approved)New Mexico
Registered Investment Advisory firm - (11/10/2014 Approved)North Carolina
Registered Investment Advisory firm - (11/6/2019 Approved)Texas
Registered Investment Advisory firm - (4/15/2021 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
752 Main Avenue Unit 201, Durango, CO 81301
Mailing Address
Phone number
(970) 426-5300
Established
Firm type
Fiscal year end
# of Employees
5
Regulatory assets under management
| Total Number of Accounts | 379 |
| AUM (Assets Under Management) | $ 73,439,177 |
Red Flags
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