Mohammed M. Sarker
Professional summary
Mohammed Mahfuj Sarker, who also goes by Mohammed M Sarker, Mohammed Sarker, Momo Sarker, is a registered financial professional currently at TRADEZERO AMERICA, INC. located in Brooklyn, New York.
Mohammed is registered as a RR (Registered Representative) and started their career in finance in 2022. Mohammed has worked at 4 firms and has passed the Series 63, Series 7TO, SIE and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mohammed Mahfuj Sarker's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 9, 2024 - Present
TRADEZERO AMERICA, INC.
Office #1: 67 35th Street Suite B450, Brooklyn, NY 11232January 17, 2023 - August 17, 2023
MORGAN STANLEY
October 7, 2022 - August 18, 2023
E*TRADE SECURITIES LLC
May 25, 2022 - July 28, 2022
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/19/2024)
Exams
Series 7TO
Date: 5/25/2022
General Securities Representative ExaminationFINRA
Current Firm
TRADEZERO AMERICA, INC.
CRD#: 282940 / SEC#: , 8-69736
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRADEZERO USA INC | SHAREHOLDER | |
| CALLEJAS, KHRIS | PRINCIPAL FINANCIAL OFFICER | 6062989 |
| CALLEJAS, KHRIS | FINOP | 6062989 |
| CURET, JEFFREY HOWARD | REGISTERED OPTION PRINCIPAL / CHIEF OPERATIONS OFFICER | 4711190 |
| HAUPT, MICHAEL S | CEO | 2865821 |
| NACCARELLI, ANTONY CARMINE | CHIEF COMPLIANCE OFFICER | 1412706 |
| ORTEGON, MARY ANNETTE | MARKETING REGISTERED OPTIONS PRINCIPAL | 1297351 |
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
