Matthew Potter

IWEALTH

Waseca, MN 56093

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CRD#: 7492910

Professional summary

Matthew Potter is a registered financial advisor currently at IWEALTH located in Waseca, Minnesota and LPL FINANCIAL LLC located in Waseca, Minnesota.

Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2024. Matthew has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1- 01/2024 / iWealth Private Client Group / DBA for LPL Business / Investment Related / 4 hrs mnth / 1 hrs during trading 2- 01/2024 / Investment Center Advisor Group / DBA for LPL Business (entity for LPL business) / Investment Related 3- 01/2024 / Matthew potter Farm / Farm / Non Investment Related / 5 hrs mnth / start date 10/01/2015 4- 01/2024 / iWealth / DBA for LPL Business / Investment Related / 120 hrs mnth / 8 hrs during trading

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Potter's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 5, 2024 - Present

IWEALTH

Office #1: 213 15th Avenue Ne, Waseca, MN 56093

RIA

CRD#: 329980

Waseca, MN

Current

February 7, 2024 - Present

LPL FINANCIAL LLC

Office #1: 213 15th Avenue Ne, Waseca, MN 56093

RIA

CRD#: 6413

Waseca, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

IWEALTH

IWEALTH | IWEALTH FINANCIAL, LLC

CRD#: 329980 / SEC#: 801-129824

RIA

Registered Investment Advisory firm - (4/5/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Minnesota
(2/24/2024)

IAR

Minnesota
(4/5/2024)

IAR

Texas
(4/5/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/24/2024

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 2/7/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/24/2023

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

IWEALTH

IWEALTH | IWEALTH FINANCIAL, LLC

CRD#: 329980 / SEC#: 801-129824

RIA

Registered Investment Advisory firm - (4/5/2024 Approved)

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Contact information

Main Address

213 15th Avenue Ne, Waseca, MN 56093

Mailing Address

Phone number

(507) 835-9111

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (3/14/2025)

Regulatory assets under management

Total Number of Accounts	739
AUM (Assets Under Management)	$ 230,656,452

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Matthew Potter

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Potter's CRS (Customer Relationship Summary).

Certified licenses

Experience

IWEALTH

LPL FINANCIAL LLC

Primary Firm SEC Registration

IWEALTH

State Registrations and Notice Filings

Exams

Series 66

Date: 2/24/2024

Series 7TO

Date: 2/7/2024

SIE

Date: 10/24/2023

FINRA

Current Firm

IWEALTH

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

IWEALTH

TRUST BUT VERIFY

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